证券行业词汇

证券行业词汇share,equity,stock股票、股权;bond,debenture,debts债券;negotiableshare可流通股份;convertiblebond可转换债券;treasury/governmentbond国库券/政府债券;corporatebond企业债券;closed-endsecuritiesinvestmentfund封闭式证券投资基金;open-endsecuritiesinvestmentfund开放式证券投资基金;fundmanager基金经理/管理公司;fundcustodianbank基金托管银行;marketcapitalization市值;p/eratio市盈率;(price/earning)mark-to-market逐日盯市;paymentversusdelivery银券交付;clearingandsettlement清算/结算;commodity/financialderivatives商品/金融衍生产品;put/calloption看跌/看涨期权;margins,collateral保证金;rightsissue/offering配股;bonusshare红股;dividend红利/股息;ADR美国存托凭证/存股证;(AmericanDepositoryReceipt)GDR全球存托凭证/存股证;(GlobalDepositoryReceipt)retail/privateinvestor个人投资者/散户;institutionalinvestor机构投资者;broker/dealer券商;proprietarytrading自营;insidertrading/dealing内幕交易;marketmanipulation市场操纵;prospectus招股说明书;IPO新股/初始公开发行;(InitialPublicOffering)mergerandacquisition收购兼并。股市常用术语Advance-DeclineTheory涨跌理论Arbitrage套利Arbitrageur套利者AsAgent做代理Ask-BidSystem竞价系统At-the-CloseOrder收盘指令At-the-Market按市价At-the-Opening(OpeningOnly)Order开盘指令BackUp逆向变化BarChart条线图BaseMarketvaluɥ基准市场价值Bear聩sh行情看跌BearMarket熊市BearRaiders大量抛空者Bid-and-AskedQuotation(or0Quote)买方报价和卖方报价（报价）Blowout畅销Blue-ChipStocks蓝筹股瀀Breakout突破Bullish行情看涨BullMarket牛市BuyingPower购买力Cancellation取消Capitalization资本Certificate证券证书Climax(Buying/Selling)放量（买/卖）Close收盘价ClosingTransaction平仓交易Commission佣金CongestionArea震荡区CorneringtheMarket*纵市场Corporation股份公司CumRights含权CyclicalStock周期性股票DateofRecord登记日DayOrder当日委托指令DayTrading日交易Dealer交易商DescendingTops下降顶点趋势Dip回调谷DistributionArea整理区Diversification分散投资Dividends红利DontFighttheTape顺行情交易DoubleBottom双底DoubleTop双顶Dumping抛售EffectiveDate生效日期Ex-Distribution(XDis)无分配额Ex-Dividend(XD)(WithoutDividend)Date除息日ExpirationDate到期日Ex-Right(XRT)除权Facevalue面值Floor交易大厅FloorOrderTickets场内委托单Free-Riding自由放纵投机行为FrozenAccount冻结账户FundamentalAnalysis基本面分析Futures期货Gap跳空HeadandShoulders头肩形Highballing高价交易HolderofRecord登记持股人HoldingtheMarket托盘HorizontalPriceMovement横盘HotIssue抢手证券InactiveMarket不活跃市场Index指数Insider内幕人Institution机构投资者IntheTank跳水Issued-and-OutstandingStocks已发行流通股Issuer发行人JointAccount联合账户LastTradingDay最后交易日Liquidation清仓Liquidity流动性ListedStock上市股票LongMarketvalue所持证券市场价值LongPosition多头头寸Manipulation*纵Marketability流动性MarketPrice市场价格Marketvalue市场价值MatchedOrders对敲指令Merger合并Negotiability流通性NewIssue新发行Offer要价Offering(Asked)Price卖方要价OfferingDate发行日Off-FloorOrder场外委托On-FloorOrder场内委托OntheTape行情显示Opening开盘价OpeningOnlyOrder开盘委托指令OpeningTransaction建仓交易Oversold超卖Overvalued估值过高P(rice)/E(arnings)Ratio市盈率PaperLoss/Profit账面损益Pennant尖旗形Picture行情Place发售Portfolio证券组合Position头寸PriceRange价格范围PrimaryDistribution(Offering)初次发售PrimaryMarket次级市场PrimaryMovement大趋势Principals(Stockholders)股东Principalvalue本金值ProfitTaking活力回吐PublicOffering(Distribution)公开发售Purchasing(Buying)Power购买力Rally反弹ReadingtheTape看盘RecordDate登记日Reorganization资产重组Resistance阻挡区Resistancelevel阻挡线Reversal反转RiggedMarket受*纵的市场RisingBottom上升谷底趋势RoundingBottom(Saucer)圆底RoundingTop圆顶Screen(Stocks)选股SecondaryDistribution(Offering)二次发售SecondaryMarket二级市场SecuritiesAnalysis证券分析Security证券SeekaMarket寻求入市机会SellingOff(Sell-Off)止损抛售Share股份ShortPosition空头头寸SoftMarket疲软市场Speculation投机SplitDown并股Spread价差Stag攫利者Stagflation滞胀Stagnation萧条Stockholder(Shareholder)持股人Stocks股票SubscriptionRatio认购比率Substitution(Swap)替代（互换）Support支撑区SupportLevel支撑线Sweetener甜头Takeover接管(Ticker)Tape行情显示系统TechnicalAnalysis技术分析TechnicalSign技术讯号TightMarket旺市Tip提供消息TotalCost总成本TotalVolume总成交量TradeDate交易日Trader交易商TradingAuthorization交易授权TradingFloor交易大厅Trend趋势Trendline趋势线Triangle三角形Undervalued估价过低UnissuedStock未发行股票Uptrend上升趋势Volume交易量WeakMarket弱市Wedge楔形WFormationW底WithoutDividend除息stockn.库存,股票,股份,托盘,祖先,血统,原料adj.股票的,存货的,繁殖用的stockmarket股票市场reachesanewhighoranewlow到一个新高（低）statementn.声明,陈述,综述，报表TheDowJonesIndustrialAverage道·琼斯工业平均指数（道指）marginn.页边空白,(湖、池等)边缘,极限,利润,差数,(时间、金额等)富余tobeginwith最初，开始payroll[]n.薪水册addup加到……上bringin收入……钱assetvalue,资产价值bookvalue账面价值thinkof…as把……看成rateofreturn回报率outrightadj.直率的,彻底的,完全的adv.直率地,痛快地,立刻地,全部地earningsn.所得,收入，收益share股份，等份，份额ownershipn.所有权,物主身份retainvt.保持,保留dividendn.被除数,股息,红利,额外津贴,奖金,年息dispersev.(使)分散,(使)散开,疏散asfaras…areconcerned就……而言capitalizationn.资本化,股本,资本总额,大写transactionn.办理,处理,会报,学报,交易,事务,处理事务byword-of-mouth口头地adn.广告stockexchange股票交易所TheNewYorkStockExchange(NYSE)纽约股票交易所butcher[]n.屠夫,屠户vt.屠宰,屠杀dairyn.牛奶场,奶品场,售牛奶,奶油,鸡蛋等的商店,奶制品bakern.面包师,面包工人,美(便携式)烘炉stockbroker股票经纪人haggle争价fluctuatevi.变动,波动,涨落,上下,动摇vt.使动摇,使波动,使起伏shutdown关闭plummet[]n.铅锤,重荷vi.垂直落下FAA(FederalAviationAdministration)（美国）联邦航空管理局airlinen.定期航线assetvalue资产价值projectn.计划,方案，工程v.设计,计划,投射,放映,发射(导弹等)corporationn.[律]社团,法人,公司,企业,美有限公司,incorporateadj.合并的,一体化的vt.合并,使组成公司vi.合并,混合,组成公司soleproprietorship独资(经营)partnershipn.合伙,合股,合伙企业,合伙契约,virtual[]adj.虚的,实质的,[物]有效的,事实上的registern.记录,登记簿,登记,注册,vt.记录,登记,注册,提示,把...挂号sue[]vt.控告,向...请求,请愿vi.提出诉讼,提出请求incrediblyadv.不能相信地indefiniteadj.模糊的,不确定的,[语]不定的infiniten.无限的东西(如空间、时间),adj.无穷的,无限的,无数的,极大的boardofdirectors董事会directoratedirectorn.主任,主管,导演,(机关)首长,(团体)理事,(公司)董事president总裁generalmanager总经理managingdirectorfleetn.舰队,港湾,小河adj.快速的,敏捷的,浅的vi.疾驰,飞逝,掠过IPO(