富龙热电：重大资产置换及发行股份购买资产暨关联交易报告书摘要

赤峰富龙热电股份有限公司重大资产置换及发行股份购买资产暨关联交易报告书摘要（草案）上市公司名称：赤峰富龙热电股份有限公司股票上市地点：深圳证券交易所股票简称：富龙热电股票代码：000426交易对方：内蒙古兴业集团股份有限公司住所：内蒙古赤峰市新城区玉龙大街路北市政府西侧通讯地址：内蒙古赤峰市新城区玉龙大街路北市政府西侧独立财务顾问：签署日期：2010年5月24日赤峰富龙热电股份有限公司重大资产置换及发行股份购买资产暨关联交易报告书（草案）2公司声明本公司及董事会全体成员保证重大资产重组报告书及其摘要内容的真实、准确、完整，对报告书及其摘要的虚假记载、误导性陈述或重大遗漏负连带责任。本次重大资产重组的交易对方内蒙古兴业集团股份有限公司已出具承诺函，保证其为本次重大资产重组所提供的有关信息真实、准确和完整，不存在虚假记载、误导性陈述或者重大遗漏，并对所提供信息的真实性、准确性和完整性承担个别和连带的法律责任。本次重大资产重组完成后，本公司经营与收益的变化，由本公司自行负责；因本次重大资产重组引致的投资风险，由投资者自行负责。本报告书所述事项并不代表审批机关对于本次重大资产重组相关事项的实质性判断、确认或批准。本报告书所述重大资产重组相关事项的生效和完成尚待取得有关审批机关的批准或核准。本报告书摘要的目的仅为向公众提供有关本次重组的简要情况，并不包括重大资产重组报告书全文的各部分内容。重大资产重组报告书全文同时刊载于巨潮资讯网（），备查文件的查阅方式为：赤峰富龙热电股份有限公司地址：内蒙古自治区赤峰市松山区西站大街8号电话：[phone]传真：[phone]联系人：张旭东赤峰富龙热电股份有限公司重大资产置换及发行股份购买资产暨关联交易报告书（草案）3绪言本次交易分为重大资产置换及发行股份购买资产、国有股公开征集及转让两部分，且互为条件、组合操作、同步实施。重大资产置换及发行股份购买资产：富龙热电和兴业集团于2010年5月24日签署了《资产置换及发行股份协议》。根据协议的安排，富龙热电拟与兴业集团进行重大资产置换，置入有色金属采选及冶炼类资产，置出上市公司除包商银行0.75％股权及中诚信托3.33％的股权外的全部资产负债；置换差额部分由富龙热电向兴业集团发行股份购买。国有股公开征集及转让：富龙集团通过公开征集受让方的方式协议转让其持有富龙热电11400万股股份，约占富龙热电本次交易前总股本的29.95%，兴业集团以置换所得富龙热电除包商银行0.75％股权及中诚信托3.33％的股权外的全部资产负债为对价购买上述股份。本次交易的审计、评估基准日为2009年12月31日。拟置入资产采用成本法和收益法进行评估，并最终选用成本法，最终的评估值为1,398,540,362.98元；拟置出资产采用成本法进行评估，评估值为1,145,466,585.71元。上述相关资产评估报告已经赤峰市经委核准。富龙热电本次非公开发行股份的定价基准日为富龙热电第五届董事会第二十二次会议决议公告日，发行价格为定价基准日前20个交易日本公司A股股票交易均价，即14.50元/股，最终发行价格尚须经本公司股东大会批准。在本次发行的定价基准日至发行日期间，本公司如有派息、送股、资本公积金转增股本等除权除息事项，将按照深圳证券交易所的相关规则对发行价格进行相应调整。本次非公开发行股份数量的为17,453,363股，最终发行数量将以中国证监会核准的数据为准。本次非公开发行的股份自本次发行结束之日起三十六个月内不得转让，之后按中国证监会及深圳证券交易所的有关规定执行。本次重组拟置入资产依照评估基准日评估值确定的交易值为139854.04万元，占本公司2009年12月31日审计后合并报表净资产（116865.17万元）的119.67%，依照《重组管理办法》第十一条之规定，本次重组构成重大资产重组。本次交易完成后，兴业集团将持有本公司33.02%的股份，为本公司第一大股东，根据《深圳证券交易所股票上市规则》及《重组管理办法》等法规，本次交易构成关联交易。赤峰富龙热电股份有限公司重大资产置换及发行股份购买资产暨关联交易报告书（草案）4本公司根据《重组管理办法》和《格式准则26号》的有关规定，编制本重大资产置换及发行股份购买资产暨关联交易报告书，以供投资者决策参考之用。赤峰富龙热电股份有限公司重大资产置换及发行股份购买资产暨关联交易报告书（草案）5目录公司声明·················································································································································2绪言·························································································································································3目录·························································································································································5释义·························································································································································7重大事项提示·······································································································································10第一章本次交易概述························································································································14一、本次交易的背景及进程说明···················································································14二、本次交易的目的······································································································16三、本次交易的基本情况·······························································································17四、本次交易构成关联交易···························································································18五、本次重组构成重大资产重组···················································································18第二章上市公司基本情况················································································································19一、本公司概况··············································································································19二、本公司设立与股本变动情况···················································································19三、最近三年本公司控制权变更及曾用名····································································21四、本公司主营业务发展情况·······················································································21五、最近三年主要财务指标···························································································22六、控股股东及实际控制人···························································································23第三章交易对方基本情况················································································································24一、交易对方的基本情况·······························································································24二、交易对方与其控股股东、实际控制人之间的产权控制关系··································26三、最近三年主营业务发展状况和主要财务指标·························································27四、兴业集团主要下属公司情况简介············································································28五、其它事项··················································································································30第四章交易标的基本情况················································································································31一、本次拟置入资产总体情况·······················································································31二、内蒙古兴业集团锡林矿业有限公司········································································33三、内蒙古兴业集团融冠矿业有限公司···························································