自然资源定价理论与方法综述

华中科技大学硕士学位论文自然资源定价理论与方法综述姓名：洪丽君申请学位级别：硕士专业：西方经济学指导教师：张卫东20070606ICGEIIAbstractNaturalresourcesarethesubstantialfoundationofeconomicgrowth.Thetheoryofvalueandmethodofnaturalresources’priceareoneofthemostimportantcontentsofsustainableeconomicdevelopment.Accordingtothecurrentresearchofthetheoryofresources,thepaperintendstooffertheresearchideawhichisbaseduponeconomy.Firstly,it’sthedevelopmentoftheoryofvalue.Asthefoundationtheoryofvalue,accordingtohistorydevelopment,thispaperdiscusesLabortheory,Productelementtheory,Utilitytheory,MarkettheoryandtheGenerictheoryfromtheaspectofphilosophy.Secondly,it’sthetheoryofnaturalresource’value,emphasizingexplainingthesourceofresources’valueandthecontentsofnatureresource’value.AstoLabortheoryofvalue,someinsistonit,someconcludethatvalueischangedalongwithtime,somewanttocombinetheLabortheoryandElementtheorytogether.WhilewhenitcomestoElementtheory,economistrecognizethatthevalueofresourcesarerootedfromtheirlimitedquantityandusefulness.Thispaperconcludesthatthereisnoconsistedconclusionofthemeaningandcontentsofnaturalresource’priceanditisdifficulttoassessitsvalueupontothesystemofeconomics.Thirdly,itistheprimarymodelofnaturalresource’price,includingShadow-pricemodel,LiJinchangmodel,Marginalcostmodel,Marketpricemodeletc.Ofcourse,theestimatesabouttheirapplicabilityarereferredto.Fourthly,discussingsomeofthemechanismdesignofresources’price,itrelatestopropertyrights,mixedmarketmechanism,assessmentofGrossNationalProductetc.Finally,makingsuggestionspractically,itisstrengthenthecontrolofgovernmenttobasicresources,establishingmixedpropertyrights,settinguprewardedexploitationsystemetc.Keywords:NaturalresourcesTheoryofvalueMarginalcostPropertyrights_____1211.11.1.111.591046.4%198419994046.5311.36738.2%61/4451/3312%42.5%17.1%13.2%57%45%200013.6200229219721974197719871992.:[].,200443..,2004(4)51.1.21.――().,1991.49162200420807,..,2000(5)..,1995(5)..(),1997(6)81.21CGE231.391.41021818202050112.12.1.1.:[].,2004122.1.22.1.3132.1.42.1.51420012005152.22.2.1199320032003162.2.212,..:,1996.621731993199918(2004)2.2.3192.32.3.12.3.2..,2005(5)202.3.320052.3.4212.42233.13.1.120JanTinbergenKantofovitch3,,..,2002(3)17[1],,..,2002(3)17..,1990(2):78-83233.1.21993PP1P2P=P1+P2P1P2P1P2t[2][3][4][5]243.1.32000PP=MSC=MPC+MUC+MEC25123.2263.2.1CGE1(1)niiiPPr==+∑PiPinrCGEcomputablegeneralequilibriummodel2060CGECGECGECGECGE3.2.227()(1)ttTTtTtTLYPr∞−−==+∑TLTtYttTPTtrti0(,)ippWFpZd∞==∫pZ1niiWW==∑3.2.3283.3(1995)123(,,,...,)nVfXXXX=V123,,,...,nXXXX..:,1998.88-89,120-128293044.14.1.120044.1.2..,2004(7):23-26314.2324.2.1Bromley(Cerneau)4C.CiriacyWantrupBishop2004,,,..,2004(2):30..,2004(4)334.2.2,..,2000(5)344.3GDPSNASNASNA93SNASEEA354.24.2.1..,2005(7):11-12364.2.24.2.3,.,2005(6):228,..,2000(5)37Econ.Geogr1995Econ.Geogr(USA).Cooperativemanagementofenvironmentresources:AcasestudyfromNorthernOntario,Canada,ReedM.G,1995,71(2):132-14938392005!40[1]Arrow,KennethJ.,SheldonChang.OptimalPricing,Use,andExplorationofUncertainNaturalResourceStocks.JournalofEnvironmentalEconomicsandManagement,1982[2]Boyd,Roy,Caporale,Tony.Scarcity.Resourcepriceuncertaintyandeconomicgrowth.LandEconomics,1996(8)[3]Econ.Geogr(USA).Cooperativemanagementofenvironmentresources:AcasestudyfromNorthernOntario,Canada,ReedM.G,1995,71(2):132-149[4]Hotelling.H.Theeconomicsofexhaustibleresources.JournalofPoliticalEconomy,1931[5]JohannesHomer,MortonIKamien.CoaseandHotelling:AMeetingoftheMinds.TheJournalofPoliticalEconomy,2004[6]KennethRStollery.CommunicationsPriceControlsonNonrenewableResourcesWhenCapacityIsConstrained.SouthernEconomicJournal,1981(10)[7]KirkHamilton,KatharineBolt.Resourcepricetrendsanddevelopmentprospects.PortugueseEconomicJournal,2004[8]KurtzH.D,Salvadori,N.Classicaleconomicsandtheproblemofexhaustibleresources,Metroeconomica,2001,52:282-296[9]LouisHotter.Natural-resourceexploitationwithcostlyenforcementofpropertyrightsOxfordUniversityPress,2005[10]Schmidt,RonaldH.Hotelling’sRuleRepealed?AnExaminationofExhaustibleResourcePricing.EconomicReview-FederalReserveBankofSanFrancisco,1988(4)[11]SergioParrinello.ThePriceofExhaustibleResources.Metroeconomica,2001[12].:[].,200441[13],..(),2004(6)[14]..:,1995[15]..,2005(7):11-12[16],.().:,1988,1989[17],,..,2002(3)17[18]..:,2003[19]..:,1998.88-89,120-128[20]..:,1989[21]..,2004(4)[22]..:,2005.83[23]..:,1995[24]..:,1999.30[25]..,2000(3)[26],..,2000(5)[27],..,2000(5)[28],,..,2004(2):30[29]..:,1999[30]..:,1995[31],..:,1995[32],..:,1993[33]..,1997(10)[34]..(),1997(6)[35],..:,1996.62[36]..,2005(5)42[37]..,2004(7):23-26[38]..:,2000[39]..,2001(2)[40],..2005(6):228[41]..,2001.51-74[42]..20029[43]..,1999(3):56[44].――().,1991.491[45],..:,1993[46]..,1990(2):78-83[47]..,2003(2)[48]..:,1998[49]..,1995(5)43附录[1]自然资源影子价格的具体计算方法是：目标函数：max1njjjcx==∑Z约束条件：1122iiijjmnniaxaxaxaxb+⋅⋅⋅+⋅⋅⋅+≤式中：i=1，2…m；j=1，2…n；Cj为各类自然资源单位数量收益系数；Xj为各类自然资源数量；aij为约束系数；Z为目标值(生态、经济效益等)；bj为自然资源总量。利用该规划的对偶规划求解自然资源的影子价格：目标函数：min1miiiYbu==∑约束条件：11220jjijimjmjiaUaUaUaUCU++⋅⋅⋅+⋅⋅⋅≥≥式中：i=1，2，⋯，m；Y为生产总成本；Ui为决策变量即影子价格。[2]0RaR=式中：R为资源租金，0R为基本地租或租金，a为代表自然资源丰度和开采利用条件即地区差别、品种差