中国金融服务贸易竞争力及其影响因素研究

华中科技大学硕士学位论文中国金融服务贸易竞争力及其影响因素研究姓名：谭隽申请学位级别：硕士专业：国际贸易学指导教师：刘海云20090517I2001RCATCIIAbstractWhenChinaenteredtheWTOin2001tillnowChinahasopenedthefinancialmarketinalldimensions,Chinesefinancialserviceindustryhassufferedfiercecompetitionwithforeignfinancialinstitutions.Financialsectorhasbecomethecoreofmoderneconomyandplayedavitalroleinthenationaleconomy.Everycountrypaysgreatattentiontofinancialsectorespeciallyaftertheglobalfinancialtsunami.Chinafinancialservicesindustrybeganlateandencounteredfiercecompetitionandrisksinfinancialsecurity.ThereforeitbecomesimportanttoresearchthefollowingsubjectssuchastheimpactoftheopenglobalfinancialmarketonChina,thepresentsituationofChinafinancialservicesindustry‘scompetitivenessagainstforeigncounterpartandthepoliciesshouldbetakeninordertofacetherisksposedtodomesticfinancialservicesindustry.Thispaperreviewsfinancialservicecompetitivenesstheoriesproposedbyforeignanddomesticscholars.BetweentherelativeadvantagetheoryandPorter’snationcompetitivenessadvantagetheory,thewriterchooseProf.Porter’sdiamondmodeltoanalyzethedevelopmentofChinafinancialservicetrade.ByusingtheRCAandtheTCindextogetherwiththemarketsharerate,thepaperanalyzesthemainfactorsthatwillimpactChinafinancialservicetradeaccordingtothesixaspectsofthediamondmodelbytakingbankingindustryasanexample.Accordingtotheindexquantitativeanalysisandqualitativeanalysisofcurrentsituation,thispaperconcludesthatChinafinancialservicetradeisininferiorconditionincomparisonwithwesterncountries.Atlast,thepaperproposesseveraladvicestoenhancethecompetitivenessfromsixaspectsofdiamondmodel,thatis,factorcondition,demandcondition,supportingindustry,corporationstrategy,governmentandopportunities.Keywords:FinancialservicetradeBankingindustryCompetitivenessDiamondmodel_____111.12001200712%GDP21.21.2.1G.Feketekuty1998IngoWalter1998Sagari1989H-O-SScott.J1996Mahesh.C2001ArthurGrimes2001APEC3Hiroyuki1999TinaHarrison2004LizCroft2003Seigyoung2007Eric.Wang200020801.2.2:120002006RCATSC42008RCATC,,2IMD2000IMD272002IMD32001200742003200551.31.3.11997-200712199720071.3.21WTO261.4RCATC6722.12.1.1(l)(Cross-borderSupply)(2)(ConsumptionAbroad)(3)(CommercialPresence)(4)(MovementofPersonnel)12.1.21128270%2.22.2.1342..,2008(1):36-373..,2002,P694..:,1976,P249TCRCA2.2.2119902-1Porter.TheCompetitiveAdvantageofNation.NewYork:FreePress,1991,P46102“”112.2.320025172.35..,2002(2):6121333.11%2001199735220077878.4%20063-13-1199732527-298352199816327-1361901999167111-5627820009778-20175200174992517320029051-391412003233152-81384200413894-442322005159145-143042006891145-74610362007557230-326787(RCARevealedComparativeAdvantageIndex)1965RCA:6..,2008(8),P14215(/)/(/)ijijiwjwRCAXYXY=(3-1)ijXiiYiwjXwYRCA1RCA173-17RCA1997200600.511.522.533.519971998199920002001200220032004200520063-1RCA(Handbookofstatistics)3-1RCA0.50.02WTO200780%RCA2.57BelaBalassa.TradeLiberationandRevealedComparativeAdvantage.TheManchesterschoolofEconomicandSocialStudies.1965(33):92~123.16RCA12004RCA1RCA0.520020.5RCA0.50.53-1RCA0.53.2.2(TCTradeSpecialCoefficient)()/()itititititTCEXIMEXIM=−+(3-2)itTCtitEXtitIMtTCitTC1itTC03-21997-2007TC173-21997-2007TC1997-298352-0.8465911998-136190-0.7157891999-56278-0.2014392000-20175-0.1142862001251730.14450872002-39141-0.2765962003-81384-0.2109382004-44232-0.1896552005-14304-0.0460532006-7461036-0.7200772007-326787-0.414231://=(3-3)ijAiijXi19wjX00.050.10.150.20.250.319971998199920002001200220032004200520063-37(Handbookofstatistics)3-320%15%3%20061%199720063.2.4RCATC20WTORCATC200621434.184.1.14-14-1200735.5%25.2%43.6%8Porter.TheCompetitiveAdvantageofNation.NewYork:FreePress,1991,P672235.6%52.9%68.1%60.7%2005~20074-1%0.1--0.10.20.40.41.51.12.11.93.911.49.233.924.141.533.648.856.351.141.340.340.141.232.827.229.923.234.516.323.214.34.79.4.:,2008,P570-57150%4.1.2:234.1.34-22006200775091.20.95%86842.91.33%53439.40.23%60501.30.54%44309.71.34%59955.51.50%54485.11.21%65981.81.53%17194.81.01%21036.31.48%7068.60.97%10112.41.30%4450.50.54%5925.580.64%7004.50.76%9197.91.00%2605.80.77%3525.41.07%9341.021.11%13105.51.61%61770.82%8513.351.28%6893.40.88%9194.81.17%3836.40.06%4375.21.14%566.720.38%1073.70.59%366.11.11%575.230.96%.:,2007-2008.5004-22006200715.6%35.3%43.1%40.3%244-2200620072007200650%1%1%4.24.2.14-31978344200713786134358730200513254-320006280225339.40%49.10%339720016860236638.20%47.70%366120027703247637.70%46.20%393220038472262237.10%45.60%422720049422293637.70%47.20%4684200510493325536.70%45.50%5249200611759358735.80%43%5763200713786414036.3%43.1%6611.:,2001-2008.4.2.220072605000100001500020000250003