2013年10月自考证券投资与管理试题

厌氧发酵罐检修时，要先放空消化液，然后清洗通风，进入罐内必须戴防毒面罩，系安全带，保险绳一端固定在罐外，安排两人以上监护，每次进罐作业时间不得超过一小时。leadingrole,strengtheningthecapacityofregionalradiation.Urbanandruralisaninevitabletrend,alsorequiredfromabroaderconstructionoftherapidtransitsystem.Enteringthe21stcentury,thecityhasmaintainedfastdevelopmentmomentum,arefeature-richandenhanced.Inherentofcityspacetendstosaturated,inmorefastofdevelopmentspeedXia,citypopulationscalealsoconstantlyexpansion,cityfunctiontooconcentratedbybringsofproblemincreasinglyserious,howGuideCitybysinglecentertocore-networkmodedevelopment,byCenterCitytoperipheralgroup,andtabletsDistrictordered,andefficientexpandisfuturecitydevelopmentmustfacedofproblem,apparently,tracktrafficforGuideCityaxistodevelopment,supportcityspacestructureoptimizationandexpandhasnotalternativeofrole.In2014,Yibincitypeople'sGovernmentandthenewroadbridgestocklimitedliabilitycompanysignedthemodernstreetcarprojectastrategiccooperationagreement,newroadbridgeagreementexpresslylimitedshares...1.5.1planningperiodandlongterm:asthemainplanningperiodtodeterminefutureneedsofgoalnets,planningperiodto2030,consistentwiththeoverallurbanplanninglongtermlifeinYibincity.Vision:planningnospecificperiodaccordingtotheoverallvisionofthecitydevelopmentplanningandlandusecontrolinurbanareaanditspredictionbasedonpopulationsize,asaconditionofnetworkscaleofvisioncontrol.Moreinlinewiththelawofnetworkformationandmaintaingoodflexibilityinplanningmorescientificand绝密★考试结束前全国2013年10月高等教育自学考试证券投资与管理试题课程代码：00075请考生按规定用笔将所有试题的答案涂、写在答题纸上。选择题部分注意事项：1．答题前，考生务必将自己的考试课程名称、姓名、准考证号用黑色字迹的签字笔或钢笔填写在答题纸规定的位置上。2．每小题选出答案后，用2B铅笔把答题纸上对应题目的答案标号涂黑。如需改动，用橡皮擦干净后，再选涂其他答案标号。不能答在试题卷上。一、单项选择题（本大题共20小题，每小题1分，共20分）在每小题列出的四个备选项中只有一个是符合题目要求的，请将其选出并将“答题纸”的相应代码涂黑。未涂、错涂或多涂均无分。1．按照交易对象的不同对证券市场进行分类，不包括．．．A．股票市场B．债券市场C．基金市场D．场外交易市场2．证券的发行市场又叫A．二级市场B．一级市场C．流通市场D．货币市场3．股份公司筹集资本的最基本、最普遍的工具是A．银行贷款B．优先股C．公司债券D．普通股4．股份公司总经理聘任的决定权在A．股东大会B．董事会C．监事会D．董事长5．政府债券的缺点包括A．资本的安全性B．很高的流动性C．面值和收入的固定性D．广泛的可卖性6．投资基金的优点包括A．分散投资B．分散风险厌氧发酵罐检修时，要先放空消化液，然后清洗通风，进入罐内必须戴防毒面罩，系安全带，保险绳一端固定在罐外，安排两人以上监护，每次进罐作业时间不得超过一小时。leadingrole,strengtheningthecapacityofregionalradiation.Urbanandruralisaninevitabletrend,alsorequiredfromabroaderconstructionoftherapidtransitsystem.Enteringthe21stcentury,thecityhasmaintainedfastdevelopmentmomentum,arefeature-richandenhanced.Inherentofcityspacetendstosaturated,inmorefastofdevelopmentspeedXia,citypopulationscalealsoconstantlyexpansion,cityfunctiontooconcentratedbybringsofproblemincreasinglyserious,howGuideCitybysinglecentertocore-networkmodedevelopment,byCenterCitytoperipheralgroup,andtabletsDistrictordered,andefficientexpandisfuturecitydevelopmentmustfacedofproblem,apparently,tracktrafficforGuideCityaxistodevelopment,supportcityspacestructureoptimizationandexpandhasnotalternativeofrole.In2014,Yibincitypeople'sGovernmentandthenewroadbridgestocklimitedliabilitycompanysignedthemodernstreetcarprojectastrategiccooperationagreement,newroadbridgeagreementexpresslylimitedshares...1.5.1planningperiodandlongterm:asthemainplanningperiodtodeterminefutureneedsofgoalnets,planningperiodto2030,consistentwiththeoverallurbanplanninglongtermlifeinYibincity.Vision:planningnospecificperiodaccordingtotheoverallvisionofthecitydevelopmentplanningandlandusecontrolinurbanareaanditspredictionbasedonpopulationsize,asaconditionofnetworkscaleofvisioncontrol.MoreinlinewiththelawofnetworkformationandmaintaingoodflexibilityinplanningmorescientificandC．能以较高费用享受专家服务D．投资基金收益凭证流动性小7．根据我国《证券法》的规定，综合类证券公司的注册资本最低限额为人民币A．0.5亿元B．1亿元C.5亿元D.10亿元8．相比于证券公募发行，证券私募发行的有利之处在于A．发行数量大B．有利于提高发行人的社会信誉C．发行费用低D．证券发行后流通性较强9．会员制证券交易所的特点包括A．交易所不以营利为目的B．交易所以营利为目的C．交易所对交易负有担保责任D．交易所按股份制公司的形式建立10．在上海、深圳证券交易所中交易债券时，一标准手是指A．100张债券B.10张债券C．面值500元的债券D．面值100元的债券123456BDCAD．“在总结过去价格变动资料的基础上，单纯对现期证券价格总水平和个别证券的价格水平变动作出分析，并根据分析结论对证券价格的未来变化趋势作出预测。”这段话描述的是A．策略分析B．概率分析C．技术分析D．基本分析12．在道琼斯指数的构建中，纽交所上市的股票按行业分成三大类。以下哪一类行业不属．．于．道琼斯分类法的范畴？A．工业B．运输业C．公用事业D．商业13．“新产品和大量替代品的出现，原行业的市场需求开始逐渐减少，广品的销量也开始下降”描述的是行业生命周期中的A．初创期B．成长期C．稳定期D．衰退期14．甲公司的流动资产为900万元，流动负债为300万元，存货为300万元。则甲公司的速动比率为A．1B．2C．3D．415．形态理论中的持续整理形态包括A．三角形形态B．圆弧顶形态厌氧发酵罐检修时，要先放空消化液，然后清洗通风，进入罐内必须戴防毒面罩，系安全带，保险绳一端固定在罐外，安排两人以上监护，每次进罐作业时间不得超过一小时。leadingrole,strengtheningthecapacityofregionalradiation.Urbanandruralisaninevitabletrend,alsorequiredfromabroaderconstructionoftherapidtransitsystem.Enteringthe21stcentury,thecityhasmaintainedfastdevelopmentmomentum,arefeature-richandenhanced.Inherentofcityspacetendstosaturated,inmorefastofdevelopmentspeedXia,citypopulationscalealsoconstantlyexpansion,cityfunctiontooconcentratedbybringsofproblemincreasinglyserious,howGuideCitybysinglecentertocore-networkmodedevelopment,byCenterCitytoperipheralgroup,andtabletsDistrictordered,andefficientexpandisfuturecitydevelopmentmustfacedofproblem,apparently,tracktrafficforGuideCityaxistodevelopment,supportcityspacestructureoptimizationandexpandhasnotalternativeofrole.In2014,Yibincitypeople'sGovernmentandthenewroadbridgestocklimitedliabilitycompanysignedthemodernstreetcarprojectastrategiccooperationagreement,newroadbridge