商标平行进口的法律规制——在公平与自由竞争背景下的思考

中国政法大学硕士学位论文商标平行进口的法律规制——在公平与自由竞争背景下的思考姓名：何宇申请学位级别：硕士专业：经济法学指导教师：周长玲2006030112ABSTRACTParallelimportofgoodswithtrademarkisanewsocialandlegalproblemandbecomingmoreandmoreinquantityinourcountrythoughithasalreadyalonghistoryabroad.Thepresentlawsandregulationsofsupervisionovertheparallelimportarestillinefficientandtherearenospecificrulesinpracticebesidescontraryprejudications.Thescholar’sdisputeinboththeoryandpracticeandnomaturelawsandregulationsofparallelimporthasbeenproposedresultingfromtheconflictingviewstowardsit.Tomeettheneedofthelegalpractice,onthebaseofthelegislationandprejudicationandfromtheangleofthecompetitionlaw,thisessaywillanalysistheinfluenceonthefairmarketinthecountryofimportandtrytogetaproperruletoregulatetheparallelimportusinghistoryandcomparison.Thisessayisdividedintofourpartsasfollowing:Inthefirstchapter,itwillintroducethedefinition,basicfeatureandclassificationofparallelimporttomakeoutafundamentalframeworkofthetopicInthesecondchapter,itwillfirstlyviewthecontentofregionqualityofIPfromthedevelopmentoftheregionqualityofIPandthendiscusstherelationbetweenexhaustionofrightsandparallelimport.WeshallchangeintoanotherangletodotheresearchontheparallelimportbecauseoftheincapacityofbothregionqualityofIPandexhaustionofrightsonthesettlementofparallelimportdispute.Inthethirdchapter,itwillsetupabasefortheresearchofparallelimportthroughdiscussionoftherelationbetweenthetrademarklawandcompetitionlaw.afterreviewingthelegislationsandprejudicationsabroad,inordertogetagenerallegalruletodealwithparallelimport,itwillanalysisthedifferentinfluenceonthefairmarketinthecountryofimportbecauseofthedifferenttypesofparallelimport.Intheforthchapter,itwillbeginwithtwocasesinourlegalpracticeandstudythereasoningofthecourtfromtheaspectofcompetitionlaw.Ontheanalysisofthecurrentlawsandregulations,itwillpointoutthatweneedanefficientlegalruleofparallelimport.Inconclusion,onthebasisoftheaforementionedanalysisandinthescopeofcompetitionlaw,itwillproposearuleoftheparallelimportinaccordancewiththeclassificationabove.KEYWORDSparallelimport,regionquality,exhaustionofrights,fairplay,freecompetition112(AgreementonTrade-RelatedAspectsofIntellectualPropertyRightsTrips)3WTO2006120023130132219679102005441136=224029.9%LUX1ANGE2LUXANGE120045318222“AN'GE”=33ParallelImport12341200010412232200312451103[]E200415044200341420044364112234(activeparallelimport)(passiveparallelimport)312200441173320034651ABAAB12AABABCAAAABB167theregionaltheorytheexhaustionofrightstheory121200558915464722002101981179018911976Julian2Trips1231[]JulianRodriguezPardo,“CopyrightandMultimedia”,KlumerLawInternational,theHagueLondonNewYork.P42-45.91234123412003103448220011758120001035435453200310112420031037210FirstSaleDoctrine1123Kohler120051124711112,2312004411751762=10723[]A1997612012123A120051010010121997822583199931999313AA1AAAAA12002313013114Trips112005112561512Kohler3123441212122005439832005311831844CalimafdeTrademarksandUnfairCompetition1970.p.1etS20033110161112005454517JosefKohlerBonfante11200331152181WIPO199612113200357742WIPO1996.()19981112761915262GuerlainKmart1[]1963311842526a:()19976152020199919133.231DialCorp.v.ManghnaniInvCorp2Dial1947DialDialDialDialDialDialA.C.I.A.C.I.A.C.I.DialDialDialA.C.I.DialManghnaniDialA.C.I.DialDial1A.C.I.DialDialDialDial2DialDialDialDial1=%7B3248FB28-6AA4-4C9E-A76F-93BE664BD213%7D2Westlaw=WLIN6.03&db=ALLFEDS&fn=_top&sp=ChinaUPSL-03&mt=Federal&vr=2.0&sv=Split&utid=%7bB09353F3-2C41-4B38-90AC-569402C2CB9D%7d&rp=%2fsearch%2fdefault.wl21DialDialDialA.C.I.DialDialA.C.I.DialDialDial3ManghnaniDialDialDial3371WIPO1996a21337=%7B3248FB28-6AA4-4C9E-A76F-93BE664BD213%7D22001515221WIPO12DialA.C.I.DialA.C.I.DialDial137023DialDialA.C.I.DialDialDial31WIPO4WIPO2112004511032WIPOb2425DialManghnaniDialDial1200151436242925(takingundueadvantageofanother’sachievement)freeriding1012Bourjois1923Bourjois&Companyv.KatzelBourjoisJavaBourjoisJavaBourjoisBourjoisJavaBourjois31970Schulyro1200151422219996443[]20001301998626SchulyroSchulyro1BourjoisBourjois121199517327152619301957USAv.Guerlain,Inc.,ParfumsCorday,Inc.,LanvinParfums,Inc.1Guerlain,Inc.1Guerlain,Inc.GuerlainSocieteGuerlainofParisGuerlainGuerlainGuerlainGuerlainnature,qualityasingleinternationalbusinessenterpriseGuerlaintoiletgoods1155F.Supp.77,114U.S.P.Q.223Westlaw=ChinaUPSL-03&rs=imp1.0&vr=1.0&282GuerlainGuerlaintoiletgoodsGuerlainGuerlainGuerlainGuerlainGuerlain3toiletgoodsGuerlainGuerlain526GuerlainGuerlainGuerlainGuerlainGuerlainGuerlainGuerlainGuerlain1GuerlainGuerlainasingleinternationalbusinessenterprise526GuerlainGuerlainGuerlainGuerlainGuerlain1ShermanAct2002121476291987NECElectronics,v.CALCircuitAbco1NEC-computerchipsNEC-NEC-NEC-90%NEC-1983NEC-NECNEC-NEC-NEC-Abco