领先企业科技创新能力评价指标体系构建及应用

河南科技大学硕士学位论文领先企业科技创新能力评价指标体系构建及应用姓名：孙国蕊申请学位级别：硕士专业：企业管理指导教师：方德英20080101I21444AHP174IISubject:EstablishingandApplyingEvaluationSystemforEnterpriseScienceandTechnologyInnovationCapabilitySpecialty:EnterpriseManagementName:SunGuoruiSupervisor:ProfessorFangDeyingABSTRACTWiththerapidgrowthoftheeconomicglobalization,Chineseenterpriseswillfacethe21stcenturymoreintensecompetitionandmoreseveretest.Competitionamongenterprisesisnotonlythesizeandprofit-makingoftheenterprises,moreimportantlyenterpriseinnovationstrengthcontest.Atpresentintheenterpriseinnovationabilityappraisalaspect,majorityonlyinvolvesappraisalontechnologicalinnovationcapability,butlessonscienceinnovationcapability.Butconsideringthelong-termdevelopmentoftheenterprises,it’surgenttoestablishascientificandwelldesignedevaluationofthescientificandtechnologicalinnovationsystemtoevaluatetheenterprisescientificandtechnologicalinnovationcapability.Basedonpractical,workableprinciples,aftercombing“scientificandtechnologicalinnovation”,“innovationcapabilityappraisal”historicaldevelopment,summarizingtheresearchresultsofenterprisetechnicalinnovationcapability,thethesisproposes“enterpriseinnovationcapability”shouldsimultaneouslycontainthescienceinnovationcapability.Thenonthisbasis,accordingtotheestablishedprinciples,analyzingqualitativelyandquantitatively,thethesisestablishestheevaluationindexsystemofenterprisescienceandtechnologyinnovationcapabilityincludingfourmajorfactors,44specificindicators.Andthenchoosingthemethod:AnalyticHierarchyProcess,thethesisfirstlymakesthedatenon-dimensionalandstandardization,thengivesanevaluationofspecificmethodsandsteps.Finally,thethesistakes17keyenterprisesinLuoyangasexamplestoverifytheeffectivenessofthemethod,andthenputsforwardfourspecificmeasures.KEYWORDS:Enterprise,Scienceandtechnologyinnovationcapability,Evaluationsystem,Analytichierarchyprocess(AHP)DissertationType:AppliedResearch1111.1212006200510200762020171171.21.2.119122193412345[1][2]2050[3][4]1997OECDOECDNationalInnovationSystem[5]OECDUNESCOOECD131.2.2[6],,,,[7],,,,,,,,[8]IT1.34[9]()()():[10]1234Hill[11][12]ChiesaCoughlan[13]Christensen(1995)4RansleyRogres(1994)R&D7:15[14][15][16][17][18][19],[20][21]1.41.4.11761.4.21-1Fig.1-1Thelogicalframeworkofthispaper2145327220902.1Burns1961[22]Guan[23]Burgelman[24]Christensen(2000)[25]()[26](2000)8[27][28](1)(D.L.Barton)(1992)[29](2)[30](3)[10](4)R&D[31](5)[32](6)1996292.2[33]1997[34],,,,,,,,,,,[35]102.3,[36],311323.13.1.1123456123.1.212343.23.2.1412313(R&D)[37]4343.2.21R&DR&D426143443.2.31=∑Ri×Wii3Rii315WiiW1=1W2=0.67W3=0.33=/R&DR&DR&DR&DR&DR&D=(-)/×100%“”2/163()//-/+/RD43.33-13173-1Tab.3-1EnterprisescienceandtechnologycapabilityevaluationsystemA1a11a12()=/a13()a14A2a21a22=/a23=/a24A3a31a32a33=/a34AA4a41B1b11()b12B2b21b23B3b31b32/b33/b34B4b41B5b51BB6b61b62b63b64Cc11c12c13/c14c15=-/+c16=/c1718D1d11d12D2d21d22d23d24D3/d31/d32d33DD4d4141944.14.1.1124.1.2()()1()ijaijojojuijojxxxxYxx=≥4-120xijijxojαα1α-1xij≥xojα1xijxojα-1[38]4.1.3VVv1v2v3v4v5f(V)=(90,80,70,60,40)4.2BPAHPBP4214.2.11.(AnalyticHierarchyProcessAHP)(A.L.Saty)2070AHP[39]2.[40]1()2111212122212()MMMnnijnnnnnnaaaaaaAaaaa×ΛΛ==ΛΛ4-222A10,,1(,1,2,3)ijijdjiaaaijna===Λ4-3aij(ij=123…n)ij4.14-1Tab.4-1Judgmentmatrixscaleandmeaning135792468ijaijji1ijijaa=3AλmaxWAAW=λmaxW4-4WCImax1nCInλ−=−4-5n423CI=0CICIRIRI4.24-2Tab.4-2Averagestochasticconsistencyindexvaluen123456789RI0.000.000.580.901.121.241.321.411.45RI2CIRICR0.10CICRRI=4AmA1A2…Ama1a2…amBnB1B2…BnAjb1jb2j…bnj(BiAjbij=01jjjCIaCI∞==∑CIjajB1jjjRIaRI∞==∑RIjajB/CRCIRI=CR0.10BMatlab244.2.2,14-1ZZABCDAA1A2A3A4BB1B2B3B4B5B6DD1D2D3D4A1A11~A14B1B11B14D1D11~D124-3ZTab.4-3EnterprisescienceandtechnologycapabilityZA13/11/55/1B1/311/73/1C5717/1D1/51/31/71:A(n)A=[131/55;1/311/73;5717;1/51/31/71]0.20870.09720.64280.05124.2404!425CI=0.0801CR=0.09004.2.34-4Tab.4-4EvaluationsystemweightedaverageA11(0.0768)A12(0.2546)A13(0.4029)A14(0.1948)A1(0.5423)A15(0.0710)A21(0.0813)A22(0.2892)A23(0.4347)A2(0.1925)A24(0.1948)A3(0.1481)A3(0.4260)A3(0.0706)A3(0.1247)A3(0.3553)A(0.1230)A4(0.1739)B11(0.1903)B1(0.1423)B12(0.8097)B21(0.1158)B22(0.6293)B2(0.0408)B23(0.2549)B31(0.2007)B32(0.0714)B33(0.4446)B3(0.1325)B34(0.2833)B4(0.2613)B5(0.1368)B61(0.0703)B62(0.1444)B63(0.2904)B(0.1347)B6(0.2864)B64(0.4949)C11(0.0533)C12(0.1875)C13(0.1040)C14(0.1357)C15(0.2516)C16(0.1269)C(0.4383)C17(0.1410)D11(0.3843)D1(0.1957)D12(0.6157)D(0.3040)D2(0.2033)D21(0.5569)26D22(0.1655)D23(0.1407)D24(0.1370)D31(0.1613)D32(0.4631)D3(0.4126)D33(0.3757)D4(0.1884)4.31niiiEWK==∑4-6EKiiWii(11,0iiW==∑Wi=10Wi1)Kijijijαij(11,0ijjα==∑ijα1)5275175.1202017175.25-1285-117Tab.5-1Thescienceandtechnologyinnovationcapabilityscoreof17enterprisesinluoyang1A10.229.2237.8318.1075.372B10.229.0634.3417.6971.313C10.259.1130.5321.2971.184D8.969.9032.5518.6170.015E8.7810.0133.5116.9069.206F9.049.8533.4516.8469.187G9.458.6232.7617.5968.428H8.978.4633.4913.9164.839I8.548.7629.3418.1664.8010J8.728.9528.8617.6264.1511K8.929.2330.6314.9763.7512L9.558.0631.0615.0363.7013M8.998.0228.7717.1062.8814N8.388.1529