独立董事和监事会的职权冲突及制度选择

200611Nov120066(156)JOURNALOFGRADUATESCHOOLOFCHINESEACADEMYOFSOCIALSCIENCESNo16,,,;,F271A1000-2952(2006)06-0029-07,2001,(),1/3,,,,,,,,,,11,,,,,,,,,21,,,,92:,,1997,389:,,200142006/6156,,,31,,2004270,,270911,269,13,13117,35110,51031,1081010,411/32005,13811400,3,8000,,,,,:,;,,51,,,,,()(),,,,,,,,,61,,,,,,,3,,,,,71,,,03:2004:,,,,,,,,,,,,,11,119,:;;,;;;,,,,:(3005%),,,,;;;;;1/2,,:;;;;;,,,(1):(1);(2);(3),,,,,:,;,,,,,,132006/61561,,,:21,,,,,,,,,,,,,,,,,,,,,,:,:,,;,,;,,,,;,,,,23:,,1997,389:,,20017:,,20018:,,,,,,,,,,11,,,,:,,,,,,,10,,,,:;,,,,,,:,,;,,,;,21,,,,,,,,,,,;,,(),,,:(),,,,,,,,,,,,,332006/6156:11,,,,,:,,,,,,,,,,,,,,,,,,,,,21,,,:(1),,1/2,,,,,(2),,,,(3),,,,,31,,,,,,,,,,,,,,,,43,,,,,,,:,:(6),,2000,59:,,:,,,,,5,,;,,,,:;,::,:,,1996,648ConflictofFunctionsofIndependentDirectorsandBoardofSupervisorsandMechanismChoiceGaoMinghuaLiuJinlingAbstract:Obviousconflictsbetweenfunctionsofindependentdirectorsandboardofsupervi2sorsprimarilyresultfrominherentcontradictionsindualgovernancemodelandthemorbidi2tyofthecurrentrelevantlaws1Solutionsforsuchconflictsshouldnotbeforinstantsuccess,andinstitutionalarrangementsshouldbedifferentiatedaccordingtoshort2termandlong2termplans1Forshortarrangement,thenaturesandfunctionsofindependentdirectorsandboardofsupervisorsshouldbedefinedclearlytoestablishcoordinativemechanisms,whileforlong2runarrangement,thefunctionsofthebothshouldbeintegratedfortransitiontothemechanismofonlyboardofsupervisors1Keywords:independentdirectors;boardofsupervisors;conflictoffunctions;choiceofmechanism,:5()7626235861672724638717,53