美国政府禁运手册(part-740)

LicenseExceptionsPart740–page1ExportAdministrationRegulationsBureauofIndustryandSecurityJuly2,2012Table of Contents §740.1INTRODUCTION.........................1 §740.2RESTRICTIONSONALLLICENSEEXCEPTIONS...........................2 §740.3SHIPMENTSOFLIMITEDVALUE(LVS)............................................4 §740.4SHIPMENTSTOCOUNTRYGROUPBCOUNTRIES(GBS)................6 §740.5CIVILEND-USERS(CIV)...........6 §740.6TECHNOLOGYANDSOFTWAREUNDERRESTRICTION(TSR).................7 §740.7COMPUTERS(APP).....................8 §740.8[RESERVED]..............................11 §740.9TEMPORARYIMPORTS,EXPORTS,ANDREEXPORTS(TMP)..11 §740.10SERVICINGANDREPLACEMENTOFPARTSANDEQUIPMENT(RPL)................................20 §740.11GOVERNMENTS,INTERNATIONALORGANIZATIONS,INTERNATIONALINSPECTIONSUNDERTHECHEMICALWEAPONSCONVENTION,ANDTHEINTERNATIONALSPACESTATION(GOV).......................................................23 §740.12GIFTPARCELSANDHUMANITARIANDONATIONS(GFT)29 §740.13TECHNOLOGYANDSOFTWAREUNRESTRICTED(TSU)...32 §740.14BAGGAGE(BAG)....................34 §740.15AIRCRAFTANDVESSELS(AVS)........................................................37 §740.16ADDITIONALPERMISSIVEREEXPORTS(APR)................................41 §740.17ENCRYPTIONCOMMODITIES,SOFTWAREANDTECHNOLOGY(ENC)...................................................................43 §740.18AGRICULTURALCOMMODITIES(AGR)..........................52 §740.19CONSUMERCOMMUNICATIONSDEVICES(CCD)54 §740.20LICENSEEXCEPTIONSTRATEGICTRADEAUTHORIZATION(STA)........................................................55 SUPPLEMENTNO.1TO§740.11-ADDITIONALRESTRICTIONSONUSEOFLICENSEEXCEPTIONGOV.............1 SUPPLEMENTNO.1TOPART740–COUNTRYGROUPS................................1 SUPPLEMENTNO.2TOPART740-ITEMSTHATMAYBEDONATEDTOMEETBASICHUMANNEEDSUNDERTHEHUMANITARIANLICENSEEXCEPTION..............................................1 SUPPLEMENTNO.3TOPART740-LICENSEEXCEPTIONENCFAVORABLETREATMENTCOUNTRIES..............................................1 §740.1INTRODUCTIONInthispart,referencestotheEARarereferencesto15CFRchapterVII,subchapterC.(a)ScopeA“LicenseException”isanauthorizationcontainedinthispartthatallowsyoutoexportorreexportunderstatedconditions,itemssubjecttotheExportAdministrationRegulations(EAR)thatwouldotherwiserequirealicenseunderGeneralProhibitionOne,Two,Three,orEightasindicatedunderoneormoreoftheExportControlClassificationNumbers(ECCNs)intheCommerceControlList(CCL)inSupplementNo.1topart774oftheEARanditemssubjecttotheEARthatwouldrequirealicensebasedontheembargopoliciesdescribedinpart746oftheEAR.IfyourexportorreexportissubjecttoGeneralProhibitionSixforembargoeddestinations,refertopart746oftheEARtodeterminetheavailabilityofanyLicenseLicenseExceptionsPart740–page2ExportAdministrationRegulationsBureauofIndustryandSecurityJuly2,2012Exceptions.Specialcommoditycontrolsapplytoshortsupplyitems.LicenseExceptionsforitemslistedontheCCLascontrolledforShortSupplyreasonsarefoundinpart754oftheEAR.IfyourexportorreexportistosubjecttoGeneralProhibitionFive,consultpart744oftheEAR.IfyourexportorreexportissubjecttoGeneralProhibitionsFour,Seven,Nine,orTen,thennoLicenseExceptionsapply.(b)CertificationByusinganyoftheLicenseExceptionsyouarecertifyingthattheterms,provisions,andconditionsfortheuseoftheLicenseExceptiondescribedintheEARhavebeenmet.Pleaserefertopart758oftheEARforclearanceofshipmentsanddocumentingtheuseofLicenseExceptions.(c)LicenseExceptionsymbolsEachLicenseExceptionbearsathreelettersymbolthatwillbeusedforexportclearancepurposes(seeparagraph(d)ofthissection).(d)Shipper'sExportDeclarationorAutomatedExportSystemRecordYoumustenteronanyrequiredShipper’sExportDeclaration(SED)orAutomatedExportSystem(AES)recordthecorrectLicenseExceptionsymbol(e.g.,LVS,GBS,CIV)andthecorrectExportControlClassificationNumber(ECCN)(e.g.,4A003,5A002)forallshipmentsofitemsexportedunderaLicenseException.ItemstemporarilyintheUnitedStatesmeetingtheprovisionsofLicenseExceptionTMP,under§740.9(b)(3),areexceptedfromthisrequirement.See§758.1oftheEARforShipper’sExportDeclarationrequirementsorAutomatedExportSystem(AES)requirements.(e)DestinationControlStatementYoumayberequiredtoenteranappropriateDestinationControlStatementoncommercialdocumentsinaccordancewithDestinationControlStatementrequirementsof§758.6oftheEAR.(f)RecordkeepingRecordsoftransactionsinvolvingexportsunderanyoftheLicenseExceptionsmustbemaintainedinaccordancewiththerecordkeepingrequirementsofpart762oftheEAR.§740.2RESTRICTIONSONALLLICENSEEXCEPTIONS(a)YoumaynotuseanyLicenseExceptionifanyoneormoreofthefollowingapply:(1)YourauthorizationtouseaLicenseExceptionhasbeensuspendedorrevoked,oryourintendedexportdoesnotqualifyforaLicenseException.(2)TheexportorreexportissubjecttooneofthetenGeneralProhibitions,isnoteligibleforaLicenseException,andhasnotbeenauthorizedbyBIS.(3)Theitemisprimarilyusefulforsurreptitiousinterceptionofwire,oral,orelectroniccommunications,orrelatedsoftware,controlledunderECCNs5A001.i,5A980,5D001(for5A001.iorfor5E001.a(for5A001.i,orfor5D001.a(for5A001.i))),or5D980,unl