美国股份表决权信托制度探讨及对我国的启示PDF5(1)

20065,,518US-ChinaLawReview,ISSN1548-6605,USA53*VotingTrust7VotingTrust1VotingTrustagreement2VotingTrustCertificate34*36100512004264-270283VotingTrustCertificate861314410545beneficialownervotingtrustcertificateowner617234812Staggeredboard931/33poolingarrangements104Proxies1156125DelawareGeneralCorporationLaw218(a)6C.Burke,VotingTrustsCurrentlyObserved,24Minn.L.Rev.348-349(1940);L.G.Gose,LegalCharacteristicsandConsequencesofVotingTrusts,20Wash.L.Rev.129(1945);T.W.Swain,VotingTrustinIllinois,42Ill.BarJ.878(1954);Note,TheVotingTrust,34N.Y.L.Rev.290(1959);Note,CorporatePurchaseofVotingTrustCertificates,24U.Pitt.L.Rev.588(1965)Note,TheVotingTrust:CaliforniaErectsaBarriertoaRationalLawofCorporateControl,18StanfordL.Rev.1210(1966)StanfordNoteNote,TheVotingTrust:DraftingSuggestions,42N.Y.U.L.Rev.350(1967)42N.Y.L.Rev..7RevisedModelBusinessCorporationAct(RMBCA.3rd)7.30.HistoricalBackgroundBOGERT,TRUSTSANDTRUSTEES(2nded)252(1977)19841994FrankH.Easterbrook&DanielR.FischelFrankH.Easterbrook&DanielR.Fischel.(1991).TheLawofAmericanBusinessOrganizations:AnEnvironmentalApproach,JohnWiley&Sons,pp.73-74.8BOGERT,supranote(7)252Swain.Supranote(6),at878-879.9RMBCAsupranote(7),8.03.1011125513141867Brownv.PacificMailSteamshipCo.1516beneficialownershippublicpolicy17191820191901202119332213[]46197112914StanfordNote,supranote(14),at1216.15Brownv.PacificMailSteamshipCo.(C.C.N.Y.1867).16Burke,supranote(7),at349.17Burke,supranote(6),at351.18Burke,supranote(7),at350.19Burke,supranote(7),at351.205W.Watokins,TheDevelopmentofVotingTrustLegislation.2119081910CarnegieTrustCo.v.SecurityLifeInsuranceCo.192519261929-193310227.30.(c)RMBCA.Supranote(7),7.30.HistoricalBackgroundRMBCA.Supranote(7),7.30.StatutesandStatutoryComparison,19894956buy-sellagreement232425managementanotherwiseunobtainable2623buy-sellagreementbuy-outarrangementby-law24G.S.Hoban.(1958).VotingControlMethods,1958U.Ill.LawForum110,p.119.25FrankH.Easterbrook&DanielR.Fischel.(1991).TheLawofAmericanBusinessOrganizations:AnEnvironmentalApproach,JohnWiley&Sons,p.65.26Note,TheVotingTrust:CaliforniaErectsaBarriertoaRationalLawofCorporateControl,18StanfordL.Rev.1210,at1215(1966).57estateoriginalshareholders