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(UBSAG)(UBSSecuritiesAsiaLimited)(a)(b)(c)––........................................................................................................................................3....................................................................................................................................6........................................................................................................................................8....................................................................................................................................10............................................................................................................................13........................................................................................................................................27......................................................................................................36A.........................................................37B........................................48C..............................................................59D..................................................................70E.........................................78..................................................................................................89A........................................90B.................................................104C.......................115..................................................................................................129...........................................................................................................247––???Aa2A+McGraw-HillCompaniesInc.A+15A.13(2)(3)?(SwissFinancialMarketSupervisoryAuthority)(FinancialServicesAuthorityofUnitedKingdom???0.005%0.004%––?(UBSSecuritiesAsiaLimited)(a)(b)Ernst&YoungLtd.(c)(d)––(e)(://)TheListingDocumentsarealsoavailableonthewebsiteoftheStockExchangeat://––S40(a)3(2)(b)(c)(1)––250(2)43,000,000(3)50,000,000(d)100(e)3(2)(b)(e)3162003/71/ECFSMA21(1)FSMA21FSMA(CISA)5CISACISA––???(a)(b)(c)B––(i)(ii)AE?(a)(b)(c)(d)(e)(f)(g)??––?(a)(b)H(c)(d)(a)R(b)NABC?(a)(b)(a)––(b)(a)(b)RNRNNNRR(a)(b)(a)(b)?––??(a)(b)(c)R(d)(e)(f)(g)(h)(i)(j)(k)––1.(UBSAG)77,78350BIS111.0%21,740328435.19A+A+Aa22.(UBSAG)SBCAG(CantonBasel-City)(UBSAG)UnionBankofSwitzerlandSwissBankCorporation(UBSAG)(CantonZurich)(CantonBasel-City)CH-270.3.004.646-4(UBSAG)AktiengesellschaftBahnhofstrasse45,CH-8098Zurich,Switzerland+41-44-2341111Aeschenvorstadt1,CH-4051Basel,Switzerland+41-61-2882020(SIXSwissExchange)(SWXEurope)(UBSAG)23.3.11––(UBSAG)741153.1.13.1.23.1.33.1.43.1.53.2(UBSAG)(UBSAG)3473503.3––3.4208.8711.0%15.1%70(lowertier2bonds)102010%23016076,20067,5003540(UBSAG)KasparVilligerPeterKurerMichelDemaréAnnF.GodbehereAxelP.Lehmann10,000,000SNBStabFund129,325,80510%(UBSAG)3.54.4.1––(UBSAG)(UBSAG)Bahnhofstrasse45,CH-8098Zurich,Switzerland(UBSAG)(UBSAG)KasparVilligerSergioMarchionneFiatS.p.A.FiatGroupAutomobilesSGSSGSPhilipMorrisInternationalInc.AceaCNHCaseNewHollandGlobalN.V.23––(UBSAG)SallyBottBPPlcCarterBurdenCenterfortheAgedMichelDemaréABBABBIMDRainer-MarcFreyHorizon21DKSHZugInvisionPrivateEquityAGFreienbachFreyCharitableFoundationBrunoGehrigSwissLifeHoldingRocheHoldingAGZugSwissAirTransportFoundationAnnF.GodbeherePrudentialPlc.LloydsAtriumUnderwritersGroupLtd.ArielHoldingsArielHoldingsAxelP.LehmannZurichFinancialServices(Zurich)ZurichUniversityofSt.Gallen(UBSAG)HelmutPankeBayerAGDubaiInternationalCapitalGlobalStrategicEquitiesFundWilliamG.Parrett(EastmanKodakCo.)(BlackstoneGroupLP)ThermoFisherScientificInc.(UnitedWayofAmerica)CarnegieHallDavidSidwell(FederalNationalMortgageAssociationFannieMae)VillageCare(NationalCouncilonAging)PeterR.VoserRoyalDutchShellplc––4.1.2(UBSAG)Bahnhofstrasse45,CH-8098Zurich,Switzerland(UBSAG)OswaldJ.GruebelJohnCryanMarkusU.DiethelmJohnA.FraserMartenHoekstraJerkerJohanssonUlrichKoernerPhilipJ.LoftsFrancescoMorraRoryTapnerAlexanderEMEAWilmot-SitwellRobertWolfJuergZeltner4.1.3UBSAGUBSAG4.2Ernst&YoungLtd.Aeschengraben9,4002Basel,SwitzerlandUBSAGErnst&YoungLtd.SwissInstituteofCertifiedAccountantsandTaxConsultants––4.3ChaseNomineesLtd.7.19%7.99%8.81%DTC(Cede&Co.)TheDepositoryTrustCompany9.89%14.15%13.21%5%3%(UBSAG)3.00%977,196,609(UBSAG)(UBSAG)33.32%1,546,809(0.05%)1,034,843975,649,800(33.27%)2,092,609,470(i)GovernmentofSingaporeInvestmentCorporationPte.Ltd(ii)(UBSAG)GovernmentofSingaporeInvestmentCorporationPte.Ltd240,223,963228,832,951329,447,681(UBSAG)(UBSAG)195198(
本文标题:二零零九年四月二十日的基础上市文件
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