纳斯达克上市要求ChinaGP2008_Chapter_1_Chinese

41373(NASDAQChina)22/07/2008M111®®41373(NASDAQChina)22/07/2008M11101(SEC)(IPO)OMX(TheNASDAQOMXGroup,Inc.IPOLippert/Heilshorn&AssociatesOMXCarpenterMoore®OMXOMX(NASDAQOMXGroupSM)3,900OMXSMOMXNordicFirstNorth144APORTALOMX5060OMXNordicOMXOMX(NASDAQ®IPO300(NASDAQGlobalSelectSM)(NASDAQGlobalMarket®20(NASDAQSelectMarketMaker10241373(NASDAQChina)22/07/2008M11ProgramSM)OMX(NASDAQOMXCorporateServices)OMXOMXOMX(NASDAQMarketIntelligenceDeskSM)(MID)MIDMID(NASDAQOnlineSM)Shareholder.com®MarketSiteNASDAQMarketSite®MarketSiteMarketSiteCEOCEO(NASDAQCEOSignatureSeriesSM)MarketSite41373(NASDAQChina)22/07/2008M11103OMXOMX(NASDAQOMXAdvantageSM)OMXOMXOMXOMXCarpenterMooreCarpenterMoore21DirectorsDeskOMXDirectorsDeskOMXNASDAQOMXOMXOMXShareholder.comSM(PinpointMarketIntelligenceSM)Sharholder.com13(f)Shareoholder.com10441373(NASDAQChina)22/07/2008M11OMXOMX(NASDAQOMXInstitutionalInvestorCenterSM)PhoenixIRPhoenixIR10PhoenixIRE*TRADEEquityEdgeSEC(FAS)FAS123(R)E*TRADEOMX(SarbanesOxley)404OMXOMXOMXSEC(TheNASDAQCapitalMarket®)(NASDAQChina)22/07/2008M11105ThePORTALAllianceThePORTALAl[e-mail]@[e-mail]10641373(NASDAQChina)22/07/2008M1112≥0.11≥0.022≥04426(c)(1)3≥0.275≥04426(c)(2)412≥5.512≥8.54426(c)(2)(C)4426(c)(3)(A)≥1.1≥0.94426(c)(2)(C)4426(c)(3)(B)55554426(d)63334310(c)(1)4350,4351&44601.4426(c)2.4426(c)(1)SEC4426(c)(1)(1)0.11(2)3.4426(c)(2)SEC4426(c)(2)(1)0.275(2)4.4426(c)(2)(c)(3)5.6.(ECN)4450(a)(b)20083(NASDAQChina)22/07/2008M111074420(a)4420(b)4420(c)1,20.150.30.750.750.750.0130.0110.0110.0110.080.180.2555244004004005334261.4200(a)(20)2.903.10%4.1005.ECN6.43504351436020083(NASDAQChina)22/07/2008M11120.050.040.044310(c)(2)4320(e)(2)0.150.150.054310(c)(2)4320(e)(2)24310(c)(2)4320(e)(2)30.54310(c)(2)4320(e)(2)750,0004310(c)(2)4320(e)(2)40.010.010.014310(c)(7)4320(e)(5)4444310(c)(4)4320(e)(2)53003003004310(c)(6)4320(e)(4)63334310(c)(1)4320(e)(1)4350,435143601.902.431043203.4200(a)(20)4.10%400,0005.1006.20083