技术效率的关系研究——基于DEA的珠江三角洲城市面板数据分析

2510200910INTERNATIONALECONOMICSANDTRADERESEARCH11INTERNATIONALECONOMICSANDTRADERESEARCH10INTERNATIONALECONOMICSANDTRADERESEARCH10FDI、121.5105202.51027508JC79002406JJD6300200720601979-。DEA。91996～20022002～2007。。FDI。FDIF127A1002-0594(2009)10-0046-062009-03-20———DEA、Solow1956。“”FDIFDI“”“”。FDI。FDI。。FDIDriffield2001Dimelis&Louri2002FDIAitken&Harrison1999Djankov&Hoekman2000Konings2001FDIHaddad&Harrison1993Kathuria2000Harris&Robinson2004。。、20011987~1998FDIFDI。、2002FDI、FDI。2003“”FDI。、2005FDI。FDI。TFPTFP。TFPTCECinnovationcatchingup。46Vol.25No.10Oct.2009。FDI1996“”DataEnvelopmentAnalysisDEATFPECTC。FDI?PanelData。FDI。、DEAFarrell1957Charnes1978。。。。。。t=1…Tk=1…Kn=1…Nxtk,nm=1…Mytk,m。F覿reetal.1994MalmquistMti=Dti(xt+1,yt+1)/Dti(xt,yt)1ttt+1。t+1tt+1MalmquistMt+1i=Dt+1i(xt+1,yt+1)/Dt+1i(xt,yt)2Malmquist。tt+1F覿reetal.19941997TFPi=Mi(xt+1,yt+1;xt,yt)=Dti(xt+1,yt+1)Dti(xt,yt)!Dt+1i(xt+1,yt+1)Dt+1i(xt,yt)!#$1/2=Dt+1i(xt+1,yt+1)Dti(xt,yt)Dti(xt+1,yt+1)Dt+1i(xt+1,yt+1)×Dti(xt,yt)Dt+1i(xt,yt)!1/2=ECi(xt+1,yt+1;xt,yt)×TCi(xt+1,yt+1;xt,yt)3EC·tt+1。TC·tt+1。TFP、EC、TC1111。、、、、、、、、1996~2007。DEAOnfront2.01。GDPKL。GDP、《》GDP1978。。、。GDP1978GDP。19789.6%①②。TPF、TCEC1、2、3。1996~200212002~2003。472510200910INTERNATIONALECONOMICSANDTRADERESEARCH11INTERNATIONALECONOMICSANDTRADERESEARCH10INTERNATIONALECONOMICSANDTRADERESEARCH10。1996~20022002~20052005~20071996~20022002~20031。1996~20022002~2007。、FDIFDI。TFP、TC、EC。1.。Benhabib&Spiegel19TFP1996~20071.21.110.90.81996-19971998-19992000-20012002-20032004-20052006-20071.21.110.90.81996-19971998-19992000-20012002-20032004-20052006-20070.70.629TC1996~200739EC1996~20071996-19971998-19992000-20012002-20032004-20052006-20071.61.41.20.8148Vol.25No.10Oct.20091994。h。2.。GDP“”2007。GDPtrade。3.。。。、2001。competition。4.。。、、Freeman1995。GDPfdexp。randomeffect、fixedeffectpooledOLS。。。、、、、。TFPit=α0+α*i+α1fdiit+α2hit+α3tradeit+α4freedomit++α5fdexpit+εit4TCit=β0+β*1+β1fdiit+β2hit+β3tradeit+β4freedomit++β5fdexpit+υit5ECit=γ0+γ*i+γ1fdiit+γ2hit+γ3tradeit+γ4freedomit++γ5fdexpit+δit6αi*、βi*、γi*εit、υit、δiti=12…9、、、、、、、、t1996~2007。4、5、6Hausmameviews5.0。GLSCross-sectionWeights1。1996~2007。FDI。2006。FDI1FDITFP、TC、EC《》。t***、**、*1％、5％、10％。TFPTCEC1.051298***(30.67382)1.555603***(40.50288)0.452355***(15.84478)fdiit0.229934***(4.138703)0.306661***(4.404391)-0.089886**(-2.306694)hit-10.27112***(-5.917136)1.907617*(1.769922)-11.81386***(-10.80442)tradeit0.045315***(6.571840)0.019210***(3.282715)0.034174***(5.985032)competitionit0.074481*(1.676017)-0.450542***(-8.591788)0.478309***(8.843306)fdexpit-1.622064***(-6.151202)-4.621376***(-21.47287)3.908915***(22.89621)R20.9994050.9993680.999962D-Wstat2.1830292.1411242.078941F-stat10986.9710346.19170578.2492510200910INTERNATIONALECONOMICSANDTRADERESEARCH11INTERNATIONALECONOMICSANDTRADERESEARCH10INTERNATIONALECONOMICSANDTRADERESEARCH1049FDIGDP(1996~2007)0.30.201996199720002001200420061998199920022003200720050.250.150.10.05。FDI。。。。、。。。。1996~2007FDIFDIFDIGDP4。2007FDI61%21%4%。、、。。DEA2002。FDI。2002FDIFDIGDP。FDI。FDI。、FDI?。FDI。FDI1996FDI?DEA。1996~20022002~2007。FDI。FDI。1996FDIGDP50Vol.25No.10Oct.2009。FDI。FDI。[e-mail]①2004301952~2000。②200430。.2002.[J].6..2007.TFP[J].6..2003.“”[J].10..2005.[J].8..2001.[J].1..2001.、———[J].5..2006.FDI:[J].2.Aitken,B.J.&Harrison,A.E.1999.DoDomesticFirmsBenefitfromDirectForeignInvestment?EvidencefromVenezuela[J].AmericanEconomicReview(89).Benhabib,J.&Spiegel,M.1994.TheRoleofHumanCapitalinEconomicDevelopment[J],JournalofMonetapEconomics(34).Charnes,A.,Cooper,W.W.,&Rhodes,E.1978.MeasuringtheEfficiencyofDecisionMakingUnits[J].EuropeanJournalofOperationsResearch(2).Dimelis,S.&Louri,H.2002.ForeignDirectInvestmentandEfficiencyBenefits:AConditionalQuintileAnalysis[J].OxfordEconomicPapers(54).Djankov,S.&Hoekman,B.2000.ForeignInvestmentandProductivityGrowthinCzechEnterprises[J].WorldBankEconomicReview(14).Driffield,N.L.2001.TheImpactonDomesticProductivityofInwardInvestmentintheUK[J].TheManchesterSchool(69).F覿re,R.,Grosskopf,S.,Norris,M.,&Zhang,Z.1994.ProductivityGrowth,TechnicalProgress,andEfficiencyChangeinIndustrializedCountries[J].AmericanEconomicReview(84).F覿re,R.,Grosskopf,S.,&Norris,M.1997.ProductivityGrowth,TechnicalProgress,andEfficiencyChangeinIndustrializedCountries:Reply[J].AmericanEconomicReview(87).Farrell,MichaelJ.1957.TheMeasurementofProductiveEfficiency[J].JournaloftheRoyalStatisticalSociety(120).Freeman,C.1995.TheNationalSystemofInnovationinHistoricalPerspective[J].CambridgeJournalofEconomics(19).Haddad,M.&Harrison,A.1993.AreTherePositiveSpilloversfromDirectForeignInvestment:EvidencefromPanelDataforMorocco[J].JournalofInternationalEconomics(42).Harris,R.&Robinson,C.2004.ProductivityImpactsandSpilloversfromForeignOwnershipintheUnitedKingdom[J].NationalInstituteEconomicReview(187).Kathuria,V.2000.ProductivitySpilloversfromTechnologyTransfertoIndianManufacturingFirms[J].JournalofInternationalDevelopment(12).Konings,J.2001.TheEffectofForeignDirectInvestmentonDomesticFirms:EvidencefromFirmLevelPanelDatainEmergingEconomies[J].EconomicsofTransition(9).Solow,R.M.1956.AContrib