10纽约梅隆银行资产托管服务介绍

OverviewofBNYMellonAssetServicing纽约梅隆银行资产托管服务介绍纽约梅隆银行资产托管服务介绍纽约梅隆银行资产托管服务介绍纽约梅隆银行资产托管服务介绍InformationClassification:Confidential19SEPT2014,Beijing,China1.IntroducingBNYMellonAssetServicing纽约梅隆银行资产托管服务介绍纽约梅隆银行资产托管服务介绍纽约梅隆银行资产托管服务介绍纽约梅隆银行资产托管服务介绍2.OurGlobal&RegionalPresence全球及地区分布3.OurOperationalandClientServicingStructure资产服务的框架介绍Agenda日程2InformationClassification:Confidential4.OurOnboardingProcess业务上线流程5.NetworkManagement全球次托管网络管理6.RiskManagement风险管理1.IntroducingBNYMellonAssetServicing纽约梅隆银行资产托管服务介绍纽约梅隆银行资产托管服务介绍纽约梅隆银行资产托管服务介绍纽约梅隆银行资产托管服务介绍3InformationClassification:ConfidentialOurBusiness纽约梅隆-我们的业务框架atJune30,2014Institutionalandretailinvestmentmanagement机构和零售客户投资管理机构和零售客户投资管理机构和零售客户投资管理机构和零售客户投资管理Wealthmanagementforindividualsandfamilies高净值客户财富管理高净值客户财富管理高净值客户财富管理高净值客户财富管理Fullrangeoffinancialoperations,cashmanagementandglobalpaymentsservices全方位的投资运营全方位的投资运营全方位的投资运营全方位的投资运营，，，，现金管理现金管理现金管理现金管理，，，，资金汇划资金汇划资金汇划资金汇划$1.6trillionAssetsundermanagement18thlargestGlobalassetmanager3$187billionPrivateclientassets7thlargestUSwealthmanager5$28.5trillionAssetsundercustodyand/oradministration$2.1trillionAveragetri-partyrepobalancesInvestmentManagement+InvestmentServices投资管理+投资服务InvestmentManagement投资管理InvestmentServices投资服务4InformationClassification:Confidential•ExpertiseAcrossOurEfforts专注领域–Combineawiderangeofinvestmentcapabilitiesintocomprehensivesolutions为广泛领域内的投资需求提供整体解决方案–Providedirectaccesstoopportunitiesinmarketsaroundtheworld提供直接便利的全球市场准入7thlargestUSassetmanager4.BNYMellonInvestmentServicesMarketLeadershipMarketLeadershipLargestglobalcustodian1#1serviceproviderforETFs(8thyearinarow)2#1remoteandfullservicesub-accountingprovider(basedonnumberofaccounts)3BestGlobalCustodian4#1USclearingfirmrankedbynumberofbroker-dealerclients(PershingLLC)5RankProviderTotalAUC1BNYMellon$28.5T2StateStreet$28.4T3J.P.MorganChase$21.7T4Citi$14.7T5NorthernTrust$6.0T5InformationClassification:Confidential1InstitutionalInvestor,“The2013World’sLargestCustodians”2GlobalETFAwards,exchangetradedfunds.com,April201432013MutualFundServiceGuide4TheAsset,TripleAAssetServicingAwards,20135InvestmentNews,20136HFMWeek,November,20137ThomsonReutersandDealogic,First9Months,20138BNYMellonDataasof3/31/149IntelligentInsurerAwards,201310CustodyRiskAmericasAwards,2013LargestFundofHedgeFundsAdministrator6#1GlobalCorporateTrustProvider7#1DepositaryReceipts:60%globalmarketshare8BestBankforCashManagement&CustodyService9#1CollateralServiceProvideroftheYear10Source:IndividualCompanyReports5NorthernTrust$6.0T–Becominganintegralpartofclient’soperations–Movingclosertothefrontoffice–Addingmiddleandbackoffice–Fullyintegratedend-to-endsolution–DatamanagementasthelinchpinofthesolutionCoreCustody核心托管核心托管核心托管核心托管
CustodyOperations托管运营
ClientServicing客户服务
NetworkManagement次托管
CorporateActions公司行动Accounting&Administration基金会基金会基金会基金会计计计计/基金行政服务基金行政服务基金行政服务基金行政服务
FundAccounting基金会计
PortfolioValuation估值
IFRSReportingIFRS报告
Daily,Weekly&MonthlyReportingInvestmentGuidelineComplianceMonitoring投资监督服务投资监督服务投资监督服务投资监督服务
ExceptionsReportingForGuidelineBreaches违规报告
CustomizedReporting定Performance&RiskAnalytics绩效评估绩效评估绩效评估绩效评估/风险分析风险分析风险分析风险分析
Performance&RiskReporting绩效&风险评估
CustomizedReporting定AssetServicing–OurServices资产托管服务BackOffice后台后台后台后台ProductLifeCycleInvestmentAccounting投资会计投资会计投资会计投资会计ClientReporting&ClientBilling报告报告报告报告/账单账单账单账单PerformanceMeasurement&Attribution投资绩效投资绩效投资绩效投资绩效Trading交易交易交易交易InvestmentManagement投资管理投资管理投资管理投资管理AssetGathering资产获取资产获取资产获取资产获取ProductDevelopment产品开发产品开发产品开发产品开发MiddleOffice中台中台中台中台FrontOffice前台前台前台前台PositionKeeping头寸维系头寸维系头寸维系头寸维系EventProcessing问讯处理问讯处理问讯处理问讯处理DataManagement数据管理数据管理数据管理数据管理CashManagement现金管理现金管理现金管理现金管理Custody&Trustee托管托管托管托管/受托受托受托受托FundAccounting基金会计基金会计基金会计基金会计TransferAgencyTA6InformationClassification:Confidential–Datamanagementasthelinchpinofthesolution–Requirementtoservicenewproducts&services
CorporateActions公司行动
IncomeCollections收入归集
TaxReclamations税收返还Reporting定期报告
CustomizedReporting定制报告
DataManagement数据管理
CustomizedReporting定制报告
DataManagement数据管理
CustomizedReporting定制报告
DataManagement数据管理SubTransferAgencyTA服务服务服务服务
SingleglobalplatformforTA全球TA平台
Asiamodelfocusesonservicingdistributorsdirectly直接服务分销商的亚太服务模式AlternativeInvestment另类投资另类投资另类投资另类投资
Operations运营
RelationshipManagement关系管理AssetConversion资产转移资产转移资产转移资产转移
DedicatedImplementationTeam–HongKong,TokyoandSingapore各地有执行团队
ProjectManagerforeachassetconversion项目化管理
3-Monthshadowingforallrelationships影子管理GlobalInvestmentManagerServicing投资经理服务投资经理服务投资经理服务投资经理服务
Dedicatedteamsliaisingwithglobalinvestmentmanagers直接服务投资经理
Dailyservicingonoperationalissues日常运营服务GlobalCustodyServices全球托管服务•Automatedtradeprocessingandreconciliation交易自动处理核对•Proactivefailmanagement主动监控失败交易•Real-timereporting•Real-timecashavailabilityandforecasting实时头寸管理•CashProjection头寸预测•Automatedcashsweeps现金清扫•Onlinenotificationandresponse在线通知和回复•Mandatoryandvoluntarysupport强制和自愿回复事件管理•Proactiveclientresponse•Utilisededicatedexpertiseforballotdistributionandvotecollection专业的投票管理•Providenotificationofknownlitiga