多重逻辑下的制度变迁_一个分析框架_周雪光

多重逻辑下的制度变迁:一个分析框架X周雪光艾云:强调变迁过程中多重制度逻辑及其相互作用,旨在解释中国社会正在发生的制度变迁现象制度变迁是由占据不同利益的个人和群体之间相互作用而推动和约束的,而不同群体和个人的行为受其所处场域的制度逻辑制约因此,制度变迁的轨迹和方向取决于参与其中的多重制度逻辑及其相互作用需要在多重制度逻辑的相互关系中认识它们的各自角色,在行动者群体间互动中解读制度逻辑的作用,并关注制度变迁的内生性过程我们以北方一个乡镇中村庄选举制度2000)2008年的演变历程来阐述这一分析框架所提出的研究课题分析概念以及理论思路:制度逻辑制度变迁村庄选举作者周雪光,美国斯坦福大学社会学系教授(美国加利福尼亚州);艾云,北京大学社会学系博士研究生(北京100871)XCEASHewlettFacultyFundE-(),56,¹VictorNee,÷ATheoryofMarketTransition:FromRedistributiontoMarketsinStateSocialism,AmericanSociologicalReview,vol.54,no.5,1989,pp.663-81.ºJeanC.Oi,÷FiscalReformandtheEconomicFoundationsofLocalStateCorporatisminChina,WorldPolitics,vol.45,no.1,1992,pp.99-126;AndrewG.Walder,÷LocalGovernmentsasIndustrialFirms:AnOrganizationalAnalysisofChinapsTransitionalEconomy,AmericanJournalofSociology,vol.101,no.2,1995,pp.263-301.»LinNan,÷LocalMarketSocialism:LocalCorporatisminActioninRuralChina,TheoryandSociety,:30,,,/0,,¹º»#132#,,,(parsimonious),,,,,/0,,/0,¹,,,,,,,,2000)2008,,198756(56),,,199856,,,31606,,º»,FSFS,272004,2000)2008,,/0,,,,vol.24,no.3,1995,pp.301-54.¹AlbertO.Hirschman,RivalViewsofMarketSocietyandOtherRecentEssays,Cambridge:HarvardUniversityPress,1992.ºP.Duara,Culture,Power,andtheState:RuralNorthChina,1900-1942,Stanford:StanfordUniversityPress,1988.»EdwardFriedman,PaulG.PickowiczandMarkSelden,ChineseVillage,SocialistState,NewHaven:YaleUniversityPress,1991;WilliamL.ParishandMartinKingWhyte,VillageandFamilyinContemporaryChina,Chicago:UniversityofChicagoPress,1978.#133#多重逻辑下的制度变迁:一个分析框架:/0,;,,¹)))))),,/;0º,,,/0,»,¼,/0,,,))),,,,,,,,,,½,/0,,:;,,#134#中国社会科学2010年第4期¹º»¼½DouglassC.NorthandRobertThomas,TheRiseoftheWesternWorld,Cambridge:CambridgeUniversityPress,1973.DouglassC.North,Institutions,InstitutionalChangeandEconomicPerformance,Cambridge:CambridgeUniversityPress,1990,p.7.VictorNee,÷SocialInequalityinReformingStateSocialism:BetweenRedistributionandMarketsinChina,AmericanSociologicalReview,vol.56,no.3,1991,pp.267-82.WilliamL.ParishandEthanMichelson,÷PoliticsandMarkets:DualTransformation,AmericanJournalofSociology,vol.101,no.4,1996,pp.1042-59;AndrewG,Walder,÷MarketsandInequalityinTransitionalEconomies:TowardTestableTheories,AmericanJournalofSociology,vol.101,no.4,1996,pp.1060-73;ZhouXueguang,÷EconomicTransformationandIncomeInequalityinUrbanChina:EvidencefromPanelData,AmericanJournalofSociology,vol.105,no.4,2000,pp.1135-74.P.FloraandA.Heidenheimer,TheDevelopmentofWelfareStatesinEuropeandAmerica,NewBrunswick:TransactionPublishers,1984.¹,,,,,,,,,,,,,,:;,,,,,;,,,/,,0º,,,,,,:1.;2.:#135#多重逻辑下的制度变迁:一个分析框架¹ºR.FriedlandandR.Alford,÷BringingSocietyBackIn:Symbols,Practices,andInstitutionalContradictions,inW.PowellandP.DiMaggio,eds.,TheNewInstitutionalisminOrganizationalAnalysis,Chicago:UniversityofChicagoPress,1991,pp.232-63;P.ThorntonandW.Ocasio,÷InstitutionalLogics,inR.Greenwood,C.Oliver,R.SuddabyandK.Sahlin,eds.,TheSageHandbookofOrganizationalInstitutionalism,LosAngeles:SagePublications,2008.C.Tilly,÷ToExplainPoliticalProcesses,AmericanJournalofSociology,vol.100,no.6,1995,pp.1594-610.,,¹º,/0»¼/0,?,FS,,,))),,))),,,,:)));:,,,(),:,(),#136#中国社会科学2010年第4期¹º»¼:56,:,2002;:56,:,2001;:5:6,:,2001;:5:6,:,2001;:5:6,:,2002;:5:6,:,2002K.OpBrien,÷Villagers,Elections,andCitizenshipinContemporaryChina,ModernChina,vol.27,no.4,2001,pp.407-35;JeanC.OiandS.Rozelle,÷ElectionsandPower:TheLocusofDecision-MakinginChineseVillages,ChinaQuarterly,vol.162,2000,pp.513-39;TianjianShi,÷VillageCommitteeElectionsinChina:InstitutionalistTacticsforDemocracy,WorldPolitics,vol.51,no.3,1999,pp.385-412.HeBaogang,RuralDemocracyinChina:TheRoleofVillageElections,NewYork:Palgrave,2007,p.13.K.OpBrienandR.Han,÷PathtoDemocracy?AssessingVillageElectionsinChina,JournalofContemporaryChina,vol.18,2009.;(),,,/0,/0,:,,¹º,,,:,,,/0,,,,,,,,,,,,,,,,:1a:,,,,,,,,,,,,#137#多重逻辑下的制度变迁:一个分析框架¹ºK.LieberthalandD.Lampton,eds.,Bureaucracy,PoliticsandDecisionMakinginPost-MaoChina,Berkeley:UniversityofCaliforniaPress,1992.S.Shirk,ThePoliticalLogicofEconomicReforminChina,Berkeley:UniversityofCaliforniaPress,1993.,,:1b:,;20,,,/0,,,,,,:(1a),(1b),,:,,,,;,56,,(),FS,,,,,,?,¹,?,,,;,º,,#138#中国社会科学2010年第4期¹º:5:6,:,1998;:5:6,:,2007;:56,5620077;:5/0:6,5620052S.Kerr,÷OntheFollyofRewardingA,WhileHopingforB,AcademyofManagementJournal,vol.18,no.4.1979,pp.769-83;P.MilgromandJ.Roberts,Economics,OrganizationandManagement,EnglewoodCliffs,N.J.:PrenticeHall,1992.,,,:¹,,,,,,:,,,,,,,,,,,,,/0,,,/0,,,,,2a:,,,,,,,,,,,,,,,,#139#多重逻辑下的制度变迁:一个分析框架¹,,,,(),,,2b:,;,,,,,,:,,,,,,/0,/0,¹,,º,,,;,(),,,,,»,#140#中国社会科学2010年第4期¹º»P.Duara,Culture,Power,andtheState:RuralNorthChina,1900-1942,Stanford:StanfordUniversityPress,1988;YanYunxiang,TheFlowofGifts:ReciprocityandSocialNetworksinaChineseVillage,Stanford:StanfordUniversityPress,1996.E.Friedman,P.PickowiczandM.Selden,ChineseVillage,SocialistState,NewHaven:YaleUniversityPress,1991.PengYusheng,÷KinshipNetworksandEntrepreneursinChinapsTransitionalEconomy,AmericanJournalofSociology,vol.109,no.5,2004,pp.1045-74;L.Tsai,÷SolidaryGroups,InformalAccountability,andLocalPublicGoodsProvisioninRuralChina,AmericanPoliticalScienceRev