阎之大isbp745课件

新ISBP讲稿阎之大阎之大新书《新ISBP解读与例证》《新ISBP回顾与自测》（针对ISBP及UCP600标准、规定，英文练习与试题）《UCP600解读与例证》《URDG758解读例证与保函实务》《国际结算焦点实务与风险技术案例》订购电话：[phone]制定与修订简要回顾一、ISBP的产生1.源自：1997美国与墨西哥银行界制订2.ICC—ISBP制定Currentlyunderrevisionforpublishingin2013.二、为何修订1.实务中establishedandacceptedpractices，但没有国际标准2.UCP600不能涵盖所有单据，需要ISBP解释如何运用—增加newdocs3.UCP600已经有的单据，不是每一个方面都有明确规定4.吸纳近几年ICC形成的Opinions,Decisions三、结构变化1.ABCDEFJH“I”JKLMN“O”PQ2.must–istobe---istobe3.删除“isacceptable”“notadiscrepancy”4.增加新单据Analysis,Inspection,Health,QuantityandQualityPhytosanitaryCertificate;PackingList;WeightList;andBeneficiary’sCertificate内容修订要点恢复500的说法，加大了开证行责任。开证行应确保信用证清晰、不矛盾。Theissuingbankshouldensurethatthecreditoramendmentisnotambiguousorconflictinginitstermsandconditions.案例LC：alldocumentsmustbeinthenameoftheapplicant600:invoiceinthenameofapplicant新ISBP：受益人变更时：issuedinthenameofthenewentity一、GeneralPrinciples1.virgule(“/”)—若不能上下文确定含义2.Comma“，”3.Copyoftransportdocuments的审核案例1：案例2：问题：副本B/L如何审核？不是UCP600运输单据（1）不能按19-25审核，按LC及14F（2）不论独立提交，还是与正本一同提交（3）21天期不适用—expirydate，需规定自XX日XX天交单,否则XX天无效（4）内容不得conflict4.ForwarderB/Lacceptable适用5.Whenacertificate,certification,declarationorstatementisrequiredbyacredit,itistobesigned.---运输、保险、汇票6.修改的证实（1）Byastampincorporatingitsname,（2）thenameoftheauthenticatingentity+itssignatureorinitials.7.Adocumentindicatingadateofissuanceandalaterdateofsigningisdeemedtohavebeenissuedonthedateofsigning.8.From增加定义9.（1）box,fieldorspacefordatatobeinserted（2）单据的签字栏目—shipper’ssignaturecounter-signature10.“shippingdocuments”–标明LC号码–alldocumentsrequiredbythecredit,except：11.“shippingcompany”whenusedinthecontextoftheissuerofacertificaterelatingtoatransportdocumentregardlessofwhetheritissuedorsignedthepresentedtransportdocument.12.“documentsacceptableaspresented”包括LC规定的13.关于单据的语言（1）LC规定了单据的语言，thedatarequiredbythecreditorUCP600aretobeinthatlanguage.（2）LC未规定单据的语言,thedocumentsmaybeissuedinanylanguage.（3）LC允许单据多种语言时，被指定银行可以限制语言，受益人只能用限制的语言（限制了，不干了？）如果没限制：须examinethedatainalloftheacceptablelanguages.（4）Banksdonotexaminedatainsertedinalanguageadditionaltothatrequiredorallowedinthecredit.–（5）thenameofapersonorentity,anystamps,legalization,endorsements,andthepre-printedtextshownonadocumentmaybeinalanguageotherthanthatrequiredinthecredit.14.算术计算（1）banksonlydeterminethatthestatedtotals--amount,quantity,doesnotconflictwiththecreditorotherdocument（2）删除681—details为何？（3）何谓审核details---head、computer甚至货物描述过于复杂15.非单据化条款—不理会的变化LC：Goodsmustbepackedincartons（1）要求了packinglist（2）未要求时，（3）originofChina之于产地证与regularline之于B/L16.LC要求2/3B/L，若对另1/3没安排17.LC要求copyofB/L,若对全套正本已经安排，要求copy但未安排alloriginal？18.Copiesofdocumentsneednotbesignednordated.—signedinvoice1+119.Shippingmark之thesamesequence20.集装箱运输单据之withorwithoutasealnumber21.电子签字声明--Thisdocumenthasbeenelectronicallyauthenticated--Thisdocumenthasbeenproducedbyelectronicmeansandrequiresnosignature22.信用证要求HKSHIPPINGCO但签字是：ZhangSanonbehalfofHKSHIPPINGCO（SHENZHBRANCH）23.会签或签字栏目—不签无效时必须签，且：istocontainasignatureandthenameofthepersonorentitythatiscountersigningthedocument.24.副本单据修改的证实Anycorrectionofdatainacopydocumentneednotbeauthenticated.与681的不同---25.汇票、保单、正本运输单据之外的单据bedated（1）（2）26.关于正本（1）如果单据有originalsignature,mark,stamporlabel视为正本，unlessitstatesthatitisacopy.（2）（3）UCP600第17条二、汇票1.BanksonlyexamineadrafttotheextentdescribedinparagraphsB2)--B17).2.draweebankbyuseofaSWIFTcode,3.一张汇票----60daysafterB/L，以哪个dated计算到期日（1）B/L因转运—两个onboarddate（2）一个B/L两个onboarddate（3）两份B/L，各有onboarddate（未分批）（4）两份B/L，各有onboarddate（分批）（不应合并）4.Draft60daysaftersight-（1）被指定行因不符拒付，到期日：（2）若被指定行仍不接受5.承兑信用证，被指定行不接受指定受益人汇票以谁为付款人？（1）drawnon保兑行，或交单不要汇票（2）drawnon任何银行（自由承兑证）（3）drawnon开证行，要或不要汇票（4）保兑行因不符不干，drawnon开证行，要会不要汇票三、发票1.受益人、第二受益人名称变更2.货物描述添加--indicateadditionaldata例如：“SuedeShoes”,-“ImitationSuedeShoes“HydraulicDrillingRig”,--“SecondHandHydraulicDrillingRig3.贸易术语CIFLondonINCOTERM2010aspartofthegoodsdescriptioninthecredit（1）LC规定时（2）LC未规定时4.Aninvoiceisnottoindicate:(1)over-shipment(exceptUCP60030(b))(2)goodsnotcalledforinthecredit.案例LC:1000枝玫瑰，下列发票可以接受吗？1.发票900枝计价，另100枝免费2.发票1000枝计价，另100枝免费3.发票1000枝计价，另外100枝月季免费5.分期装运的分批LC：partialshipmentsallowed,anynumberofshipmentsarepermittedwithineachinstalment.6.对分期装运的表达进行了澄清案例：关于装运,LC规定：（1）第一期最迟1.30，第二期最迟2.30（2）第一期1月，第二期2月（3）Before,latest7.允许分批支款/装运进行了澄清“允许分批装运”---允许任何次数，只要在规定的时间。--案例不要理解为“不限次数，但必须装运完”四、多式运输单据、B/L、seawaybill、charterpartyB/L1.Notifyparty（1）LC规定detailsofoneormorenotifyparties，B/Lmayalsoindicatethedetailsofoneormoreadditionalnotifyparties.（2）LC没规定anotifyparty,B/Lmayindicateanynotifypartyandinanymanner（3）LC没规定，若显示申请人，且包括了addressandcontactdetails,theyarenottoconflictwiththosestatedinthecredit.---若LC不规定，可仅显示其名称2.Onboardnotation--包括多式第一程为海运时（1）不论收货地是否与装货港相同，只要显示。（2）只要标明pre-carriagemean。3.47A:AdditionalConditionsLC：B/Lindicatecarrier’sagentnameandaddressandcontactdetailsattheportofdischarge/attheplaceoffinaldestination4.多式运输单据之“至少两种运输方式”(1)UCP：不得effectedbyonlyonemodeoftransport,(2)ISBP:atleasttwomodesoftransport,silent案例：昆明—上海—伦敦(3)新ISBP：itmaybesilentregardingsomeorallofthemodesoftransportutilized.(4)itisclearfromtheLCroutingmo