欧盟CDM及有关可持续能源技术转让与实施国际合作研究课题介绍

2007-12-4IntroductiontotheEUProjectonCDMandSustainableEnergyTechnologytransferandimplementationProf.DENGGangKunmingUniversityofScienceandTechnologyovember12,2007，KunmingHotel,Kunming,CHINA欧盟CDM及有关可持续能源技术转让与实施国际合作研究课题介绍邓钢教授昆明理工大学（国际联合课题组中国小组）中国课题组执行组长2007年11月12日，中国昆明，昆明饭店主要内容（Contents）z项目概况Generalinformationoftheprojectz中国利益相关方调查评估情况：CDM实施的优先技术领域ReportofstakeholderassessmentinChina:Whataretheprioritytechnologies?zCDM优先技术领域对可持续发展的贡献Howdotheycontributetosustainabledevelopment?z2007年案例分析国家研讨会中国昆明会议概况Informationof2007casestudycountryworkshop:WorkshopofChinainKunming1.项目概况（Generalinformationoftheproject）•项目名称:通过京都协议的清洁发展机制进行有关可持续能源技术的转让与实施的潜力Projectname:ThepotentialoftransferringandimplementingsustainableenergytechnologiesthroughtheCleanDevelopmentMechanismoftheKyotoProtocol(ENTTRANS)•项目来源:欧盟第六框架能源技术研究项目Projectsource:EUprojectunderFP6onenergytechnology•项目类别:面向政策的国际合作研究Projecttype:Policyoriented1.项目概况(续)（Generalinformationoftheproject）(cont.)z项目主要目的:通过在5个案例分析国（中国、泰国、智利、肯尼亚、以色列）分别进行的案例研究，对有可能通过CDM实现在发展中国家技术转让与实施的有关可持续能源技术领域进行调研分析，以期对有关技术进行总结并得出有关优先领域、主要障碍、需要解决的主要问题和相应解决方案等，并对技术转让市场链情况、CDM的优势、劣势以及需要的改进方面进行研究。Mainobjectivesoftheproject:StudythesustainableenergytechnologiesthatcanbetransferredandimplementedindevelopingcountriesthroughCDM,bymeansofthecasestudyin5selectedcasestudycountries(China,Kenya,Thailand,Chile,andIsrael),thustoidentifythepriorityareas,technologies,barriers,aswellasmeansofaddressingthebarrierissues,studiesarealsoplannedoninvestigatingthemarketchainfortherelevanttechnologytransfer,andthepossibleimprovementonCDMitself.1.项目概况(续)（Generalinformationoftheproject）(cont.)z项目组成员机构:来自8个国家的10个机构:Internationalpartnersoftheproject:10institutionsfrom8countries:1.JointImplementationNetwork,NL2.UniversityofEdinburgh,UK3.AsianInstituteofTechnology,Thailand4.PublicPowerCorporation,Greece5.ICTAFTelAvivUniversity,Israel6.NationalTechnicalUniversityofAthens,Greece7.PracticalAction-EastAfrica,Kenya8.CambioClimáticoyDesarolloConsultores,Chile9.EnergyDeltaInstitute,NL10.KunmingUniversityofScienceandTechnology,Chinaz项目时间:2006年2月-2008年1月(2年)Projectterm:2years(Feb2006-Jan2008)z项目经费:69.5万欧元Amountofprojectfund:695,000euros2.中国利益相关方问卷调查评估报告ReportofstakeholderassessmentinChinaStakeholderselection(Generalconcerns)利益相关者的选择（总体条件）ThepurposeforthestakeholderselectioninChinaistohavearepresentativecrosssectionandcrossregioncoveringwhileatthesametimekeeptheinterviewworkloadmanageableoversuchalargeanddiversecountry.跨行业，跨地区，代表性强，可操作。ConsideringtheregionalandsectoralvarietiesofChinaandthestakeholdercriteriaofUNDP,theChineseresearchteamdeliberatelyplannedtheselectionofthestakeholdersastheintervieweesfortheproject.Thefollowingconsiderationswerefollowedforthestakeholderselection.Stakeholderselection(Regionalconcerns)利益悠关者的选择（地区条件）zSinceChineseregionalvarietyisverylarge,typicalprovincesmustbecautiouslyselectedfortheidealresultsoftechnicalpriority.AsYunnanandShangdongrepresentdifferentlevelsofeconomiclevel,differenttypesoftworegions(southandnorth),anddifferentenergysourceusage,theyarecarefullyselectedfortheinterviewingarea.ProvinceEconomicsituationHeatinginwinterACinsummerCoastalareaHydroelectricabundanceMainenergysourceYunnanRelativelylessadvancedNoNoNoYesHydropower,coalShandongAdvancedYesYesYesNoCoal,oil,combustionpowerStakeholderselection(Category)利益悠关者的选择（分类）¾Internationalorganizations¾NGOs¾Centralgovernmentalofficials¾Provincialandlowerlevelgovernmentalofficials(foreachrepresentativeprovince)¾Industrialsectors(nationallevelandforeachrepresentativeprovince)¾Industrialassociations(nationalleveland/orforeachrepresentativeprovince)¾Banking(International,national,and/orforeachrepresentativeprovince)¾Academicinstitutions(CapitalcityBeijing,andforeachrepresentativeprovince)¾Communities(foreachrepresentativeprovince)TheconcernofthecategoriesofthestakeholdersfollowedthecriteriaofUNDPandsuggestedbyJIN,withtheconsiderationoftheregionalneedkeptinmind.ThefollowingcategoriesofthestakeholdersinChinawereplannedandselected:Stakeholderselection利益悠关者的选择NATIONAL/INTERNATIONAL•Centralgovernmento1ClimateChangeandtheCDMo1Energypolicyo1Technologytransfero1Environmento1Developmento1Financeo1TradeandIndustry•1NationalIndustryassociations•2InternationalOrganisationssuchasUNDP,UNHabitatanddonorssuchasUKDFID,GTZetcandNGOSsuchasWWFYUNNAN•7provincialgovernmentdepartments•5Industries•2Industrialassociations•2NGOs•2localgovernmentatthecommunitylevel•2communityrepresentatives•2BanksSHANDONG•7provincialgovernmentdepartments•5Industries•2Industrialassociations•2NGOs•2localgovernmentatthecommunitylevel•2communityrepresentatives•2BanksQuestionnaireanalysismethodology问卷分析方法zBasedonthequestionnairesdonebytheselectedstakeholders,weusetheFuzzyComprehensiveEvaluationapproachasbelow:(1)Countthefrequencyofeveryrankingscale(0-5or-1-5)foreachitem(2)Figureoutthevalueofevaluationbythefollowingequation:(3)Forquestion1and2inthequestionnaire,theorderofvfromequationaboveistheorderofEnergyTechnologyNeedsandPriorities,andTechnologyAppropriatenessandSuitability,respectively.5*totiilfvi==∑(1.1)Q