培训资料(Wal-mart,XXXX0821)05零容忍政策与道德采购

ZeroTolerancePolicyandEthicalSourcingProgramEnhancements零容忍政策及道德采购项目的强化EthicalSourcingSavemoney.Livebetter.1KeyAreasofWalmartStandardsforSuppliers沃尔玛供应商标准的核心内容CompliancewithLaws遵守法律VoluntaryLabor自愿劳动LaborHours工作时间HealthandSafety健康和安全HiringandEmploymentPractices聘用及雇佣实践2KeyAreasofWalmartStandardsforSuppliers沃尔玛供应商标准的核心内容Compensation报酬、福利FreedomofAssociationandCollectiveBargaining结社和集体协商Environment环境DormitoriesandCanteens宿舍及餐厅3AuditScope审核范围MerchandiseimportedbyWalmart(Walmartistheimporterofrecord)所有由沃尔玛进口的商品（沃尔玛是注册进口商）MerchandisesourcedthroughWalmartGlobalSourcing所有由沃尔玛全球采办采购的商品Anyprivatelabel,licensed,ornon-brandedmerchandise任何有沃尔玛自有品牌标识、许可或非品牌的商品BrandsexclusivetoWalmart所有由沃尔玛独家销售的商品EthicalSourcingauditsrequiredforfactoriesproducing:生产以下产品的工厂需要做道德采购审核Merchandiselabeledas“distributedby/manufacturedforWalmart”带有如“由沃尔玛销售/生产”等标记的商品4Packingmaterialswithlogos/brandsexclusivetoWalmart包装材料上印有沃尔玛专有标志或商标以示供货给沃尔玛的商品MerchandisecomponentsbearinganymarkassociatedwithWalmart任何带有沃尔玛相关标识的商品零部件AugmentationofanymerchandiseinscopeforWalmartEthicalSourcingincludingbutnotlimitedtowashing,embroidering,assembling,printingetc.沃尔玛道德采购项目范围中的商品，如有外发进行生产或加工工序（包括但不限于洗涤、刺绣、装配、印刷等）AuditScope审核范围5AuditTimeline审核时间表(35Days35天)ActionItem操作程序Timeframe所需时间FactoryDisclosedbySupplierinRetailLink供应商在零售链上公开工厂信息DependantUponSupplier取决于供应商FactoryIDCreatedandAuditAssigned工厂编号的建立和指定审核公证行3Days3天AuditFirmtoCollecttheAuditFee审核公正行收取验厂费用5Days5天AuditFirmtoConducttheAudit审核公正行进行审核15Days15天EthicalSourcingtoReviewandAssessAuditReport道德审核部门审阅审核报告并做出结果判定10Days10天AssessmentSent-Out发送结果信1Day1天Suppliersshouldensurethattheyplanforthistimelineandthattheyexecutetheirresponsibilitiesinatimelyfashion.供应商应确保根据该时间表制定计划并及时完成相关工作6High-RiskViolations高风险的违规Re-Auditin6Months半年内重新审核AuditResults:Color-CodedAuditRatings审核结果：审核结果的颜色代码Green绿色Orange橙色Yellow黄色RedFailed红色不通过MinorViolations轻微违规Re-Auditin2Years2年内重新审核Medium-RiskViolations中等风险的违规Re-Auditin1Year1年内重新审核MostSeriousViolations最严重的违规NoFutureBusinesswiththeFactory工厂不得再接沃尔玛的订单Note:FactoriesthatreceivethreeOrangeratingsina2-yearperiodareRed-Disapprovedfor1year注意：工厂如在2年内得到3个橙色结果将会被归入“红色–不批准”状态，为期1年95%7EthicalSourcingSupportPrograms道德采购支持项目Transformation转变BestPracticeSharing分享最佳实践Remediation改善Information信息SupplierDevelopmentProgram供应商发展项目SupplierRoundtableProgram供应商圆桌讨论ViolationCorrectionTraining合规改善OrangeSchool橙灯学校FactoryAuditOrientation工厂审核培训EnvironmentalCompliance环境合规Machine&ChemicalSafety设备与化学品安全DormitoryStandards宿舍标准SupplyChainCapacityBuilding供应链能力提升Training培训8RaisingtheBar提升标准NewRequirementsforSuppliers针对供应商的新要求•Mandatoryfactorydisclosure:Suppliersmustdisclose,inadvance,thenamesandlocationsofalloftheirinscopefacilitiestothebuyerorsourcingdesignee.EffectiveImmediately,WalmartwillinstitutezerotoleranceforunauthorizedsubcontractingandwillterminateitsrelationshipwithanysupplierengaginginunauthorizedsubcontractingforproductionofgoodsforWalmart.FactoryIDswillberequiredtobelistedonthesampletagforanyitemstobeconsideredforfinalization.工厂信息强制披露：供应商必须提前向买手或相关采购人员披露所有在审核范围之内的生产工厂的名称和地址。即日起，沃尔玛对未经授权的分包实施零容忍政策，如供应商从未经授权的分包商处为沃尔玛采购商品，沃尔玛将终止与该供应商的合作。任何产品在最终确认前供应商须在样板标签上列出生产工厂编号。9•Pre-qualification–newfactories:Allnewlydisclosedfacilitieswillberequiredtopre-qualifywithagreenoryellowEthicalSourcingauditratingpriortobeingmadeactive.Orange-ratedfacilitiesmaynolongerbeaddedtothesupplier’smatrices.资格预审-新工厂：所有新披露的工厂应进行道德采购资格预审并取得黄色或绿色评级结果后方可激活。橙色级别的工厂不能被增加到供应商的工厂名单中。•Pre-qualification–existingfactories:Furthermore,ifasupplierwishestoaddanalready-activefactorytotheirsuppliermatrix,thefactorymusthaveagreenoryellowrating.Ifthefactoryiscurrentlyusedbyanothersupplierandhasanorangerating,itcannotbeaddedtoanewsupplier’smatrixuntilithasqualifiedwithagreenoryellowrating.资格预审-现有工厂：如果供应商希望将一家已处于激活状态的工厂增加至其工厂名单中，工厂必须是黄色或绿色评级。如果正在被某供应商使用的一家工厂是橙色评级，这家工厂不可以被其他供应商加至工厂名单中。该工厂取得黄色或绿色评级后，才能被其他供应商加至工厂名单中。RaisingtheBar提升标准NewRequirementsforSuppliers针对供应商的新要求10•In-countryrepresentatives:EffectiveJune1,2013,allsuppliersarerequiredtohaveacompanyemployeewhoisresponsibleforensuringcompliancewithourStandardsforSuppliersandEthicalSourcingrequirementsstationedineachcountrywherethesupplierisactivelysourcingWalmartproduct.Thenameofthein-countryrepresentativemustbelistedonthesampletagforanyitemstobeconsideredforfinalization.•供应商生产国代表：从2013年6月1日起，所有供应商应在其为沃尔玛采购的生产国有一名员工负责确保在该国采购的商品符合沃尔玛道德采购的要求。任何产品在最终确认前供应商须在样板标签上列出供应商生产国代表的名字。RaisingtheBar提升标准NewRequirementsforSuppliers针对供应商的新要求11RaisingtheBar提升标准NewRequirementsforFacilities针对工厂的新要求•Mandatorysub-contractingdisclosure:Inkeepingwiththezerotolerancepolicyforunauthorizedsubcontracting–ifWalmartdiscoversthatafacilityhassubcontractedworkforinscopeitemstoanunauthorizedfacilityunbeknownsttothesupplier,WalmartwillterminatetherelationshipwiththesupplierandfailthefacilitysothatitmaynotbeusedforanyWalmartproduction.分包信息强制披露：对未经授权的分包实施零容忍政策–如果沃尔玛发现工厂在供应商不知情的情况下将沃尔玛的产品分包予未经授权的其他工厂，沃尔玛将中止与该供应商的合作，同时该工厂将会被给予红色级别（即不合格），并将被永久性禁止向沃尔玛所有的零售市场提供商品。•Firesafetycorrections:Facilitiesthathavebeenfoundtohavefiresafetyviolationswillhave30daystotakecorrectiv