跨国公司RD在华FDI对我国企业技术创新的影响研究

华中科技大学硕士学位论文跨国公司R&D在华FDI对我国企业技术创新的影响研究姓名：冯锦申请学位级别：硕士专业：国际贸易指导教师：卫平20060401IR&DR&DR&D,R&DR&DR&DFDIIIAbstractThemaingoalofthisdissertationistoproposethecountermeasuresandsuggestionsofpromotingtheChineseenterprises’abilityoftechnologyinnovation,bytheopportunityofthemultinationalR&Dglobalization,throughtheanalysisofmultinationalR&Dglobalizationandtheinfluenceonourcountry’senterprisetechnologyinnovationability.Thetheoryusedinthisarticleismainlytheglobalizationtheoryaboutinternationaltradeaswellasthetechnologyadvancementtheoryinthedevelopmenteconomic.Thedissertationincludesfiveparts.Thefirstchapterprefacespartialoutlinesofthebackground,thesignificanceandthemeansofthisresearch,aswellastheinnovationsofthispaper.ThesecondchapteristheoreticalanalysisoftheR&Dinvestmentinmultinationalandhostcountryenterprise.Itanalyzesthecharacteristicsofthemultinationals’investmentsandcomparestheirinvestingbehaviors.Thethirdchapteranalyzesthecharacteristicsofourdomestictechnologyinnovationandanalyzestheinfluenceonthisinnovationbytheresearchofmultinationalcorporations.Thefourthchaptergivesthemodelandthecaseanalysis.Thischapterestablishesaqualitativeanalysismodelabouttheeffectofforeigndirectinvestmentonthemotiveofourdomesticenterprises’research,andanalyzesthefluctuationtendencyofChineseenterpriseR&Dinvestmentmotivewhentheforeignenterpriseentersourcountry.Theotherpartofthischapterprocessesacaseanalysis,whichproposesarouteofthetechnologyinnovationofourcountry’shandsetthroughanalyzingtheeffectsonsuchinnovationengenderedbythemultinationals’R&Dinvestment.Thelastpartbringsforwardthestrategicchoicesandthecountermeasures.AccordingtothephaseandstrategicpositionofChina,itgivestheidiographicoperatingstepsonbothmacroandmicrolaysforourenterprisestoreacttotheglobalR&Dstrategiesofthemultinationalcorporations.Thisarticlesystematicallycarriesontheanalysisfromthetheorytothepractice,andatlastproposesthestrategicmeasuresandcountermeasurestoraisetheabilitiesofinnovationinChineseenterprises,hopingthatitcouldcontributesalittletotheprogressoftheChineseenterprisesanddevelopmentoftheeconomy.KeyWordsMultinationalcorporation,R&D,FDI,Technologyinnovation111.11.1.1R&DR&D2080R&DR&DR&DR&DR&DR&DR&DR&DR&D2000500400100R&D2001WTOR&D20022003R&D400R&DR&DR&DR&D21.1.2R&DR&DR&DR&DR&DR&DR&DR&DR&DWTOR&DR&DR&DR&D1.2R&D1R&D3R&DR&D2R&DR&DR&D3R&DR&D4R&D1.31.3.1R&DR&DR&DR&DR&DR&DR&DR&D41.3.2R&DR&DR&DR&DR&DR&DR&DR&D1.41.4.1R&D2070R&DBehrman,JackN.WilliamA.Fischer(1980);U.SNationalAcademyofSciences(1975)D.Creamer(1976)V.Terpstra(1977)R.C.Ronstadt(1978)U.SNationalScienceFoundation(1979)R&DR&D2080R&D2090R&DR&DCambridgeJournalofEconomicsResearchPolicy519951999OECD19981999R&DFDIR&DBrunoCassionDavidandReinhiledeVeugelers2001NageshKumer(1995)JohnCantwellLuciaPiscitello(2000)MassimoPaoli(1997)R&DSafioleas(1998)Dunning(1993)Culpan(1993)R&DMikeW.Peng(1999)RajneeshNarula(2000)Nigel(2001)R&DHakansonandZander,1998;Herbert,1989Cantwell,1989;DaltonandSerapio,19931995Florida,1997;HakansonandNobel,1993;KennyandFlorida,1994;Mansfield,Teeceetal,1979Dunnong,1994;HirscheyandCaves,1981;Howells,1990;KogutandChang,1991;MoweryandTeece,1992;PatelandPavitt,1991;Pearce,1989;Westney,1993HakansonandRobertNobel,1993O.Henrik,2000BrunoCassiman,1999R&DJohnCantwell,1989MichaelWortmann,1990;LeeDavis,2000R&DNageshKumar,1999;RichardFlorida,1996R&DR&D6R&DR&DR&DKazuhiroAsakawa,2000;ReneBelderbosandTomoko,1999;Bekderbos,1995;HiroyukiOdagiriandHidetoYasuda,1996R&DR&DAliceH.Amsden,2001AllanKearns,FrancesRuane,1997MikePengW,2000;2000R&DR&DR&DWalterKuemmerle,1999;Cheng,1993R&DPehr-JohanNorback,2000R&DJohnWell,2001;LarsHakanson,RobertNobel,2001;Zanfei,2000R&DGrayK.Jones,HerbertJ.Davis,20001.4.22090R&D1999R&DR&D2000R&D200048R&DR&DR&D20011000R&D74R&D20012001R&DR&D20022005R&DR&DR&D2003R&D19991999R&DR&DR&DR&DR&DR&D82R&D2.1R&DR&DR&D2.1.1R&DR&D7580R&D1997R&D10R&D50R&D1402-12-11997R&D10R&D11402107376.54IBM735666607568509531053.R&D..200151.R&DR&D510R&D20R&D51.3Genzyme40.8930.720TRWTellabsR&D1970R&D10R&D7.6198548R&D8.81991R&D78R&D10.81996R&D81R&D102.1.2R&DR&DR&DR&DR&DFDIR&D2.1.3R&DR&DR&DR&D2.1.4R&DR&DR&DR&D10R&DR&DR&DR&D1990R&D123310R&D246201996R&D1395.81024.550502-21990R&D5066R&D129R&D25.5R&D20803R&D814R&D702-21996R&DR&DR&D103420124.5204773834.2305601041.6406443246.2506896349.41008104058.1139579100UNCTAD1998208050031R&DR&DR&D405064R&DR&DR&D9641115R&D2.2R&DR&DR&DR&DR&DR&D1982R&D1.60.51992R&D2.20.92-3R&D2-3R&D10019821992R&D381573647418047210711084831911.60.51.42.20.91.8642973155195848139539889792285185151435558612800146114261362936366510281541033545739544411978124721345062330833706198399900UNCTAD.1995230Chudnovsky,LopeezPorta1997R&DR&DR&DR&DR&D1R&D...200120120812R&DElenaKosmopoulou2001R&D8122-42-4196919951.4.9126.9761.7230.9120.5947.6223.940.4213.622.6.1916.2454.1511.4640.9443.4123.701.2212.493.11.3226.9630.6513.0139.8754.2520.291.4318.794.6.3412.7350.6810.2945.8742.1325.831.1710.415.7.3310.8851.4111.5158.3540.3034.031.1512.146.6.8013.6332.5523.7452.9636.6125.911.179.367.7.2123.5327.5737.8645.1733.0018.181.777.848.7.009.2419.209.1676.6016.