完善我国公司设立制度的研究

2002420025AStudyontheImprovementofourCountry’sCompanyEstablishingInstitutionImprovementEstablishingInstitutionStudyDF411.9158123469911151717202427313134394043444711ContentsSummary1Preface2I.TheValueOrientationofourCountry’sCompanyEstablishment3(I)GuaranteetheDealingSafety4(II)IncreasetheDealingEfficiency6II.ComparisonoftheCompanyEstablishingInstitutionsoftheTwoMajorLegalSystem9(I)TheCompanyEstablishingInstitutioninCommonLawSystem9(II)TheCompanyEstablishingInstitutioninContinentalLawSystem11(III)SignificanceofReferencetoourCountry’sCompanyEstablishingInstitution15III.ShortcomingsofourCountry’sCompanyEstablishingInstitution17(I)StressingBeforehandSupervisionandNeglectingAfterwardsSupervision17(II)AmbiguityofLiabilitiesinCompanyEstablishment20(III)TooHeavyAdministrativePower24(IV)TheImperfectDefectedCompanyEstablishingInstitution27IV.LegislativeThoughtsabouttheImprovementofourCountry’sCompanyEstablishingInstitution31(I)ImprovetheCompanyEstablishingPrinciples31(II)PerfecttheCompanyEstablishingConditions34(III)AddtheRuleofNullandVoidEstablishmentofCompany39(IV)FurtherExplicittheLiabilitiesintheEstablishmentofCompany40Conclusion43Notes44References47Abstract(Chinese)1Abstract(English)1Postscript8WTO16[1][2][3][4][5][6][7]73[8]2011920[9]19487219807261985[10]21925[11][12]1962197028[13]6010005001011832196691985711[14]515025[15]36021980198071/4250001943[16]1994[17]198012[18]71055[19]31990[20][21]3001000[22]420002[23]2332232923/10[24]8227219250552523505030107810004530[26]22[27]2/3[28][29][30]199319831.2.3.99[31]20620612342082061993[32][33][34]1[35]25274839195.5001000100040%31.2.3.121.2.3.[1]19935[2][]1994246[3]1998169[4]19929[5]1992455[6][]19492[7]1993270[8]4199714[9]199810[10][]1992115[11]199812[12]200010129-31[13]1998199[14]36[15]19954660[16]1995293298[17]19961137[18]1995302[19]1995113292[20][]1992115[21]1996428[22]1995550604[23]1997574640[24]1997575-577[25]2075[26]451[27]2145[28]19935[29]199650[30]822[31]2065859[32]20005372[33]200011203[34][]199911161[35]19801[36]20641751[37]1663119935219924319983419921155199646199357199921200010121998111319995141999315200012162199711172000118120003192000101101620008111197210121999511319941211419981115199511619961171996118200011919962020005321320001212219971231996812419976125[]19991126[]1994127199328[].19492919951.2.1.2.3.1.2.3.4.2061.2.3.4.ABCTRACTInthisessayalegislationproposalonconsummatingChina’sCompanyEstablishmentinstitutionispresentedthroughthetentativeresearchonthestatusofChina’sCompanyEstablishmentinstitutionandbyreferencetothesuccessfulexperiencesofthetwoLawSystems.Partoneofthethesisisdedicatedtothediscussionofthevalueorientationofourcountry’scompanyestablishinginstitution.Asthebasicmodeofthetypicalmodernenterpriseinstitutionthathasbestadapteditselftothedevelopmentofmarketeconomy,thecompanyinstitutionshouldhasthefollowingcharacteristics.Itoughttorealizetheseparationofpropertiesoftheinvestorandthelegalpersoninaneffectiveway,shouldbeofexplicitpropertyrightsrelation,withsoundandamplifiedorganization,andhasanadministrativesystemofbothreasonabledivisionoflaborandtheinter-conditionamongitself.Itissupposedtobeabletoraisefundseffectively,butalsodisperserisksatthehighestlevel.Itcanguaranteethelawfulinterestsoftheinvestor,butalsogivethefullreinofthemanager’stalents.Therefore,ourcountry’scompanyestablishinginstitutionshouldbesetuponthebasisofthefollowingvalueorientations:1.Guaranteethetransactionsafety.Thefunctionofthecompanyestablishinginstitutionisnotonlytoregulatethesubjectofthecompanyanditsoperation,makingitlivinginthemarketforever.Still,thespiritofcompanyestablishmentshouldfocusitselfonthemaintainingoftransactionsafety.Asweconstructthecompanyestablishinginstitution,weshouldtakeintoconsiderationvariouskindsofrisksthatmightoccur,andadoptcomparativelystrictpreventingmeasures.Weshouldononehandprotectthecompany’sinterest,ontheotherhand,avoidlossesonthepartofclaimantsandotherlitigantsaswellasthesociety.2.Increasethetransactionefficiency.Thecurrentcompanyestablishinginstitutionofourcountrylaysparticularemphasisonthesafetyinsteadofefficiencyoftransactions.Howeversafetyornotis,sotospeak,avariablethatishardtomeasure.Acompanyseemlyverysafeatthetimeofitsestablishmentmaybecomequiteunsafeafterashortperiodofoperation.Theimplicationof“increasingefficiency”intheestablishmentofcompanyincludestwolayersofmeanings:theincreasingoftheindividualefficiencyofthesubjectintransaction,andalsothatoftheintegralefficiencyofthesociety.Therefore,thevalueorientationofourcountry’scompanyestablishinginstitutionshouldnotonlyguaranteethetransactionsafety,butalsoincreasethetransactionefficiency.Inaword,ourcountry’scompanyestablishmentshouldtaketheguaranteeingoftransactionsafetyasitsobject,atthesametime,strivefortheidealofincreasingtransactionefficiency.Toomuchstressonthetransactionsafetywillnecessarilyaffecttherealizationoftransactionefficiency;andtherealizationoftransactionsafetyrequiresthecostonthepartofthetransactionsubject.Inthesecondpart,itexpoundstheCompanyActsofCommonsLawsystemandContinentalLawSystemandtheirsig