供应商质量体系审核评分表

供应商品质系统审核表SupplierQualitySystemAuditChecklistRev.JPURPOSE•制订供应商全面质量管理体系评审标准，以确认其管理体系需要完善并加强的方面。ProvideastandardandcomprehensivetooltoauditandassessSupplier'sManagementsysteminordertoidentifygapsforprioritizingimprovementefforts.•制订供应商全面质量管理体系评审标准，对潜在供应商进行审核。ProvideastandardandcomprehensivetooltoauditandassessSupplier'sManagementsystem,potentialsuppliersareaudited.•在检查表的栏A中，标有“☆”的项目仅适用于TS16949体系的供应商，标有“*”的项目适用于所有供应商，空白项为可选项。InthecolumnAofchecklist，With*marksitemsonlyappliestoTS16949suppliers,With*marksitemsappliestoallsuppliers,theblankitemsareoptionalitems.SCOPE•所有ATL供应商AllATL'ssuppliersTRAINING•培训合格的ATLSQE管理此评估。ATLSQE'swhousethistoolarequalifiedtoconductthisassessment.•SQE希望用此评审标准结合区域划分进行方向性培训。SQE'swishingtousethistoolshouldcontacttheirregionalchampiontoarrangefororientationtraining.AUDITSCHEDULE•ATL将对重要或常用供应商进行年度的正式审核。ATLwillconductanofficialauditannuallyforkeysuppliersormoreoftenasrequired.•审核前，ATLSQE确保对审核计划涉及的相关日常事务做出协调。Beforeconductingtheaudit,theATLSQEmustensurethattheATLcommoditymanagementteamresponsiblefortherelationshipisadvisedoftheauditschedule.•对于新供应商，现场审核必须要第一笔交易开始后的一年以内。Foranewsupplier,theon-siteauditmustbecompletedwithin1yearafterfirstproductRTS.SELFASSESSMENT•供应商需要在ATL现场审核以前，用此评审标准进行自审，得分记入“供应商自审”栏。ThesuppliershallusethistooltocompleteaSelfAssessmentinadvanceoftheATLon-siteaudit,assigningascoreforeachquestionintheSupplierSelf-Assessmentcolumn.•在进行自审时，供应商可向SQE就审核具体内容进一步澄清并准备现场审核，以达到审核的最佳效果。BycompletingtheSelfAssessment,thesupplierwillbeabletopreparefortheauditandseekadvancehelpandguidancefromATLSQEtobebestpositionedforsuccess.Thesuppliershouldusethisopportunitytoaskquestionstoclarifyorbetter•供应商在ATLSQE发出正式审核要求一个星期以前，将自审结果报给ATLSQE。TheSelfAssessmentshouldbesubmittedtotheresponsibleATLSQEoneweekinadvanceoftheon-siteauditwhichwillsignaltheSupplier'sreadinessfortheformalaudit.FORMALON-SITEAUDIT&AUDITSUMMARY•正式ATL审核期间，ATLSQE一般会对供应商自审得分为“1”的项目进行再回顾，同时对得分为“0”或“0.5”的项目，要求供应商进行澄清。DuringtheATLaudit,aATLSQEwill(ataminimum)reviewthosequestionsinwhichtheSupplierassignedthemselvesascoreof1.TheATLSQEmayasktheSupplierforclarificationonanyquestionwheretheSupplierassignedthemselvesa0or0.5•SQE将会将正式审核的得分填入“Actual”一栏。ThescoreawardedbytheSQEwillbeenteredinthe'Actual'columnoftheworksheet.•正式审核后一个星期，ATL统计人员将以邮件的形式将审核汇总报告分发给ATL审核小组及参与审核的供应商。TheATLLeadAuditorisresponsiblefordistributinganemailSummaryReportoftheauditfindingstotheATLAuditTeamandSupplierparticipantswithin1weekoftheaudit.STANDARDFORSCORING•0-------完全缺乏。供应商无明确的质量管理流程及必需的文件控制0-------SignificantlyDeficient,Thereisnoverificationofthesupplier’sprocedures,nodocumentation-Nothinghadbeendone;•0.5-----部分缺乏。供应商对质量管理有流程及必需的文件控制，但是在执行阶段缺乏执行及跟进。0.5-----Satisfactory/MarginalDeficient,Procedureisadequatelydocumented.Somedeficienciesfoundinimplementationofprocedure-Systemhasbeensetupbutnofollowup;•1-------质量管理流程充足。具有至少12个月的流程执行，文件管理的实例，并在持续改善。1-------Good,Excellentandwelldesignedproceduretocontrolthesubjectexists.Examplesofeffectiveimplementationexistwithaminimumof12monthsdocumentationanddatademonstratingcontrolandcontinuousimprovement-Systemhasbeensetup.AUDITRESULTS审核结果“Pass”,“ConditionalPass,Fail”将根据现场审核的得分得出，审核结果能反映供应商质量管理体系的水准。TheAuditresultsreflectthematurityoftheSupplier'sManagementSystem.Pass,ConditionalPassorFailwillbeawardedbasedonscoringcriterialistedbelow.•优秀（EX）：A级：审核结果达到85%及以上，并没有单个潜在项目得分低于75%；B级：审核结果达到80%及以上；C级：审核结果达到75%及以上。Excellent(EX):ClassA:AScorethatisgreaterthanorequalto85%,butwithoutanysub-sectionbelow75%;ClassB：AScorethatisgreaterthanorequalto80%andclassCisgreaterthanorequalto75%•可接受（AC）：A级：审核结果在75%到85%之间；B级：审核结果在70%到80%之间；C级：审核结果在65%到75%之间。Acceptable(AC):ClassA:AScoreofatleast75%andlessthan85%;ClassB:AScoreofatleast70%andlessthan80%;ClassC:AScoreofatleast65%andlessthan75%•不可接受（UA）：A级：审核结果低于75%；B级：审核结果低于70%；C级：审核结果低于65%。Unacceptable(UA):ClassA:AScoreoflessthan75%.;ClassB:AScoreoflessthan70%;ClassC:AScoreoflessthan65%ACTIONPLAN•供应商在确认收到ATL发出的审核报告后，在一个星期以内，需要对所有待解决问题提供整改方案并制订计划。TheSupplierisresponsibleforprovidinganActionPlanforopenitemstotheATLSQEwithinoneweekafterreceiptoftheATLAuditSummaryReport.CORRECTIVEACTIONANDSTATUSREPORTING•供应商需要对整改方案及计划向ATLSQE提供月度报告，并召开正式的再回顾会议。TheSupplierwillberesponsibleforprovidingtheATLSQEwithamonthlystatusreportofActionPlanprogressandconveningaformalProgressReviewMeeting.•供应商需要对整改方案及计划中的重要事项和ATLSQE进行协调验证。TheSupplierwillcoordinatewiththeATLSQEtovalidatecompletionofmilestonesintheActionPlan.RE-AUDITS•对于审核结果Fail'的供应商，需要进行再次的正式审核。否则，ATLSQE可以非正式的通知供应商关闭审核期间提出的整改项目。Formalre-auditswillberequiredforanysupplierwhoreceivedafailingscore.Otherwise,theATLSQEcaninformallymeetwiththeSuppliertovalidateclosureofActionPlans.ADDITIONALQUESTIONSContactanyofthefollowingSQEindividualstoansweranyquestionsregardingthisdocument:•Forpowderandliquid:[e-mail]•Forsubcontractor:[e-mail]•Forfoilandtab:[e-mail]•Forsystem：[e-mail]•Coordinator：[e-mail]